Banner - Missouri Western State University

Banner - Missouri Western State University

Missouri Western State University Administrative Information System/ Banner Guidelines for Data Standards, Data Integrity and Security Version 1.0 Ju...

1MB Sizes 0 Downloads 0 Views

Recommend Documents

Missouri Western State University
to www.missouriwestern.giftplans.org contact Jerry Pickman at ... Melissa Rewinkel Taylor '93, Ralph Schank '82, Tom. Sc

letter - Missouri Western State University
mined you are exempt from federal income tax under section 501(c)(3) of the Internal ... pay taxes under the Federal Ins

Administrative Banner Finance Banner 9 - Missouri State University
Navigate Banner 9. The Welcome Screen: 1. User's Name at the top right. 2. Button to log out. You can also close the bro

Whistleblower Policy - Missouri Western State University
A whistleblower as defined by this policy is an employee of Missouri Western State. University, or any other person prov

MLA Documentation Style - Missouri Western State University
Christine Estabrook, and Madeline Kahn. Barrymore, New York. 11 July 1993. Performance. Sound Recording (5.7.2). Simon,

2015 Annual Report - Missouri Western State University
that Steve Craig pledged $1.1 million to help fund a video .... Nanette and Wayne Chatham; Steve Craig stands by the fie

graphic standards manual - Missouri Western State University
The official colors are black and yellow gold. (referred to as Missouri Western gold). Due to the difficulty in reproduc

application for admission - Missouri Western State University
Current Address (if different from permanent):. Street Address ... Apt/Box #. City. State. Zip Code. Phone Number: ( ___

Emergency Response Guide - Missouri Western State University
unstable buildings, fires. 2. Call Public Safety. 271-4438 if there is significant damage to your building or if someone

Southeast Missouri State University
Mail or Fax this Form to: Southeast Missouri State University. Office of the Registrar. One University Plaza, MS 3760. C

Missouri Western State University Administrative Information System/ Banner Guidelines for Data Standards, Data Integrity and Security

Version 1.0 June 11, 2004 Version 1.1 October 27, 2005 Version 1.2 March 3, 2011 Version 1.3 March 10, 2013 Version 1.4 November 3, 2017

Page 1

Table of Contents

Page

Data Integrity Purpose Administrative Responsibility Access to Missouri Western State University Data Requests for Confidential Information Information Access Definitions Secured Access to Data Data Custodians

4 4 5 5 5 6 6

Data Change Rules

8

Rules for Clean and Accurate Records

9

General Person Information Identification Number Standards Name Standards Last Name First Name Middle Name Prefixes Suffixes Name Types Preferred First Names Legal Name Non-Person Name/Vendor Address and Telephone Standards Street Standards Unit Numbers for Apartments, Suites, etc. City Standards State Standards Zip Code Standards United States Canadian International Postal Code Nation Code Standards Military Addresses (Overseas) Rural Route Addresses Post Office Boxes Campus Mailing Addresses Telephone Numbers Date Standards Birth Date Standards Confidential Information Indicator Standards Page 2

11 11 11 12 12 12 13 13 13 13 14 14 14 15 15 15 16 16 16 16 16 16 16 16 17 17 17 17 17

Citizenship Type Standards Gender Code Standards Ethnic Code Standards Marital Code Standards Relationship Code Standards Religion Code Standards Legacy Code Standards Veteran Information Definition of Student Types Deceased Information

18 18 19 19 20 20 21 21 21 22

Appendix 1 Address Types

23

Appendix 2 Phone Types

24

Appendix 3 E-Mail Address Types

28

Appendix 4 Campus Mail Addresses

29

Appendix 5 Street Suffix Abbreviations

31

Appendix 6 Business Word Abbreviations

32

Appendix 7 FERPA Policy Statement

33

Appendix 8 Banner Request Form For INB Access

37

Appendix 9 Data Confidentiality Agreement Form

39

Appendix 10 Change Management Procedure

40

Page 3

Data Integrity Purpose These guidelines provide recommendations for establishing measures for the protection, access, and use of Missouri Western State University data that is electronically maintained on the Administrative Information System (BANNER). The guidelines define the responsibilities of users who input and access that data. Divisions/departments may have individual guidelines that supplement, but do not replace or supersede these guidelines.

Administrative Responsibility By law, certain data is confidential and may not be released without proper authorization. Users must adhere to any applicable federal and state laws as well as Missouri Western State University policies and procedures concerning storage, retention, use, release, and destruction of data. Data is a vital asset owned by the University. All Missouri Western State University data, whether maintained in the central database or copied into other data systems (e.g. personal computers) remains the property of Missouri Western State University. Access to data should not be approved for use outside a user’s official University's responsibility. Data will be used only for legitimate Missouri Western State University business. As a general principle of access, University data (regardless of who collects or maintains it) will be shared among those employees whose work can be done more effectively by knowledge of such information. Although the University must protect the security and confidentiality of data, the procedures that allow access to data must not unduly interfere with the efficient conduct of University business. Division/department heads will ensure that, for their areas of accountability, each user is trained regarding user responsibilities. As part of that training, each user will read, understand, and agree to abide by the stipulations in this document. Division/department heads will ensure a secure office environment with regard to all Missouri Western State University data systems. Division/department heads will determine the data access requirements of their staff as it pertains to their job functions before submitting a Computer Systems ID Request form. All procedures and data systems owned and operated by Missouri Western State University will be constructed to ensure that: 1. All data is input accurately. 2. Accuracy and completeness of all data is maintained. 3. System capabilities can be re-established after loss or damage by accident, malfunction, breach of security, or natural disaster. 4. Breaches of security can be controlled and promptly detected.

Page 4

Access to Missouri Western State University Data Below are the requirements and limitations for all Missouri Western State University divisions/departments to obtain permission for display (inquiry) and update (add/change) access to University data. All users must understand that data security is every user’s responsibility. Users are responsible for understanding all data elements that are used. If a user does not understand the meaning of a data element, the user should consult his/her supervisor or the appropriate Data Custodian (see the Data Custodian section). Users must protect all University data files from unauthorized use, disclosure, alteration, or destruction. Users are responsible for the security, privacy, and control of data within their control. You, the user, are responsible for all transactions occurring during the use of your log-in identification (ID) and password. Users are not to loan or share access codes with anyone. A user that inappropriately loans or shares their access codes, may be subject to disciplinary action, up to/and including termination. The Administrative Information System tracks changes made to data by user ID. Offices hiring temporary or part-time employees should request an appropriate ID for use by each individual who is to be granted access to the system. Generally, temporary or part-time employee access will be limited to display (inquiry) only on selected data screens. Update capability should be carefully considered and approved by the division/department head and the data custodian. Division/department heads must request access authorization for every user under their supervision by completing and submitting a Banner Request Form For INB Access to Information Technology Services(see Appendix 8). Under no circumstances will access be granted without written approval of the division/department head. Additionally, if remote access to Internet Native Banner (INB) is requested by the user, then permission must be granted by the supervisor and the Data Custodian and indicated on the Banner Request Form For INB Access. The user will then be prompted for their respective login/password when accessing INB from off-campus.

Requests for Confidential Information Missouri Western faculty and staff, who wish to request confidential information from the Missouri Western State University Administrative Information System, must request it from the Data Custodian of the appropriate area. All requests must be approved by the Data Custodian and should be reviewed with the Registrar and the GLBA Compliance Office (Risk Manager) to determine if the request meets FERPA, Sunshine Laws, HIPPA, IRB and Assessment rules/guidelines. If questions arise, the Requester may be asked to provide additional information regarding the data requested. The Requester will be notified by the Data Custodian if the request cannot be approved.

Information Access Definitions Display "Display” access enables the user to view, analyze, but not change Missouri Western State University data. This may also be referred to as inquiry or query access. If data is downloaded to a personal computer or other device, that data must not be altered. Downloaded data must be used and represented responsibly and Page 5

accurately. Concerns or questions regarding the validity of downloaded data should be directed to the appropriate Data Custodian. Update “Update” access provides both display and add/change capabilities. This may also be referred to as maintenance access. Update capability is generally limited to users directly responsible for the collection and maintenance of the data.

Secured Access to Data Administrative Information System access will be established based on job function such as clerical, faculty, cashier, etc. and is referred to as classification. Specific access will be assigned to each classification. For example, the registration clerk might have update access to registration, but only display access to academic history. Each user will be assigned a classification or possibly several classifications, depending on their particular needs as established by their division/department head and approved by the Data Custodian(s). The following procedures will be used to establish an ID and password for the Administrative Information System (BANNER): 1. The employee will participate in BANNER training provided by the employee’s direct supervisor or designee. At the completion of training, the direct supervisor will send a memo to Information Technology Services indicating the individual and the type of training completed. This memo will be accompanied by a Banner Request Form For INB Access (see Appendix 8), completed and approved by the employee’s division/department head. 2. The Banner Request Form For INB Access must include the employee’s first name, middle initial and last name. These fields are required in order to receive a BANNER Account. After the employee’s division/department head has determined the appropriate classifications the user is to be assigned, the form is sent to the Data Custodian(s) for approval. Data Custodians do not need an authorizing signature for access to their own data. The division/department head sends the Banner Request Form For INB Access to Information Technology Services. 3. Information Technology Services creates a unique BANNER Account for the employee and adds the account information. 4. Information Technology Services notifies the employee of his/her BANNER Account. Immediately upon login, the employee will need to change the password on GUAPSWD. Passwords must be a minimum of six characters, cannot begin with a number, and cannot contain special characters. 5. If a user forgets his/her password, he/she must contact the Information Technology Help Desk in person, bearing a picture ID. Since the passwords are encrypted, Information Technology cannot read the old password and must issue a new one. 6. Passwords will expire every 180 days. It is recommended that users change their passwords every three months to ensure the system remains secured.

Data Custodians A Data Custodian is the director (or person assigned by the director) of a Missouri Western State University office or department. The Data Custodian may make BANNER forms (data screens) within his/her charge available to others for the use and support of the office or department’s functions.

Page 6

Before granting access to BANNER forms, the Data Custodian must be satisfied that protection requirements have been implemented and that a “need to know” is clearly demonstrated. By approving user access to Missouri Western State University BANNER forms, the Data Custodian consents to the use of that data within the normal business functions of administrative and academic offices or departments. Data Custodians are responsible for the accuracy and completeness of data files in their areas. Misuse or inappropriate use by individuals will result in revocation of the user’s access privileges. Data Custodians are also responsible for the maintenance and control of BANNER validation and rules tables. These tables, and processes related to their use, define how business is conducted at the University.

Missouri Western State University Data Custodians Area of Responsibility

Data Custodian

Student System Student Financial Aid System Finance System

Registrar Director of Financial Aid Assoc. VP for Financial Planning & Administration or Chief Accountant Director of Human Resources (or appointed person)

Human Resources System

Page 7

Deleted: Room Scheduling/Co-curricular Vice President for Academic & Student Affairs¶ Faculty/Catalog/Class Scheduling Vice President for Academic & Student Affairs ¶ Registration/Academic Records/¶ Transfer Articulation Registrar¶ General Studies Transfer /¶ Articulation Director of Admissions (or appointed person)¶ Prospects and Applicants Director of Admissions (or appointed person)¶ Residential Life Director of Residential Life¶ Accounts Receivable Bursar¶

Data Change Rules The following rules govern which office makes name, identification number, address, and/or telephone number changes to student, employee, financial aid recipient, or vendor, in the integrated administrative information system called BANNER. If the person is a/an:

Then:

Prospective Student Student Recruit or Student Applicant

Admissions Office (new undergraduate students) can make the change with appropriate documentation.

Financial Aid Applicant Only

Director of Financial Aid Admissions Office can make the change with appropriate documentation

Matriculated Student Matriculated Student

Registrar or Admissions Coordinator can make the change with appropriate documentation.

Matriculated Student and Financial Aid Recipient

Registrar can make the change with the appropriate documentation, with notification to Financial Aid.

Matriculated Student and Vendor and/or Financial Aid Recipient

Registrar can make the change with the appropriate documentation, with notification to Accounts Payable and/or Financial Aid.

Matriculated Student and Employee

Registrar can make the change with the appropriate documentation, with notification to Payroll (employee will be required to update W-4 with Payroll).

Matriculated Student, Employee and Vendor

Registrar can make the change with the appropriate documentation, with notification to Payroll and Accounts Payable (employee will be required to update W-4 with Payroll).

Employee Employee or Employment Applicant Only

Page 8

Human Resources can make the change with appropriate documentation.

Employee and Vendor

Human Resources can make the change with the appropriate documentation, with notification to Accounts Payable.

Vendor Vendor Only

Purchasing or Accounts Payable can make the change with appropriate documentation.

Rules for Clean and Accurate Records •

Search first. Before you create a new record for a person or organization, you MUST conduct a name and/or ID search to make sure that person or organization has not already been entered in the BANNER database. Each user in every office MUST conduct a thorough search to prevent entering a duplicate record.



Data changes. Make data changes ONLY when you have that authority and when you follow the procedures established by the Data Custodian of that data you want to change.



Remember – some data fields have specific data entry rules. See the specific section under General Person Information for those data entry rules.



Use of Special Characters Ellucian technical consultants recommend against the use of special characters because their use could cause unexpected problems in Banner and with third-party software used for reporting and other processes. Specifically: # - The pound sign is used in letter generation as part of a formatting command, e.g., when inserting a new line (#nl is the command). Also, # is a UNIX command to denote a commented-out line. If the client is doing shell scripting and pulls the # from a Banner table, the script could fail. @ - The at sign is used in SQL as the run command, as to run a program. This symbol could cause problems in PLSQL programs. & - The ampersand is used in SQL to prompt the user for a value, so it could cause a problem within an SQL program. % and _ - The percent and underscore are wildcards in SQL. * - The asterisk is a wild card in UNIX. Banner Letter Generation uses the asterisk when naming variables. / - The slash can be used to run programs in SQL.

Page 9

There is some concern about the effect of special characters on programs in Banner that parse dynamic and SQL statement. (Such a program creates another program based on information the first initial program has received.) The following list includes characters/symbols that are used for Business Objects, a tool used for local data warehousing extracts and reports. , # * ' . % "

Comma Pound sign Asterisk Apostrophe or single quotation mark Period Percent sign Double quotation mark

& = > >= < <= <>

Ampersand Equals Greater than Greater than or equal to Less than Less than or equal to Not equal

In general, it is best to stay away from special characters when building validation codes and rules and when entering any record data. Even though if may appear that special symbols are not causing a problem, they may be causing a problem that is going unnoticed.

Page 10

General Person/Non-Person Information The following guidelines should be adhered to for all records added to the Banner system.

Identification Number Standards All entities added to the system will be created using the system generated ID number. Person:

any entity that is added to the system that is an individual (student, staff, faculty).

Non-Person:

any entity that is added to the system that is not an individual (vendors, corporations, etc.).

Name Standards 1. Last Name All information is to be entered using mixed case (standard combination of upper and lower case letters). Enter the legal spelling and format of the last name as supplied by the person. Spaces should be avoided within the last name, whenever removal of a space does not significantly change the name. Spaces should be removed from such names as: NAME Mc Donald Mac Pherson

CHANGE TO McDonald MacPherson

Spaces are permitted if the name would be significantly changed if spaces were removed. Examples: NAME St. John Del la Rosa Van der Linder

(No change) (No change) (No change)

Hyphens may be used to separate double last names (sometimes used in ethnic names or by persons who wish to utilize their maiden and married names). However, if there are two last names that are not hyphenated (e.g. Monica Lou Creton Quinton), Monica would be input at the first name, Lou would be input as the middle name and Creton Quinton would be input as the last name. Do NOT use titles, prefixes, and suffixes in the last name. The pound sign (#), underscore (_), and percent sign (%) should not be used because they may cause ORACLE database errors. Deleted: Note: When a new person is being entered into BANNER and that new person has a previous name that is deemed necessary to be recorded, enter the previous name into the system FIRST and save the record. Change the name using BANNER’s name change procedure on the xxxIDEN form.¶

2. First Name

Page 11

All information is to be entered using mixed case (standard combination of upper and lower case letters). Enter the legal spelling and format of the first name as supplied by the person. No periods in first name field. If no first name exists, put a period in this space. Be sure to record the preferred first name in the Preferred First Name field. The entry of a period contradicts some required reporting to vendors such as CURP. Any single character first name should be entered and followed. In those cases where a single character first name is designated as the first name and followed by a middle name, place the single character in the first name. Be sure to record the preferred first name in the Preferred First Name field. Hyphens MAY be used to separate double first names. Spaces are permitted if the legal spelling and format of the name includes spaces (e.g. Mary Ann, Bobby Joe). Do NOT use titles, prefixes, or suffixes in the first name field. The pound sign (#), underscore (_), and percent sign (%) should not be used because they may cause ORACLE database errors. 3. Middle Name All information is to be entered using mixed case (standard combination of upper and lower case letters). Enter the legal middle name or middle initial as supplied by the person. No periods in the middle name. Place a period after the middle initial, if applicable. If no middle name exists, leave the field blank. Hyphens MAY be used to separate double middle names. Spaces are permitted if the legal spelling and format of the name includes spaces. Do NOT use titles, prefixes, or suffixes in the middle name field. The pound sign (#), underscore (_), and percent sign (%) should not be used because they may cause ORACLE database errors. 4. Prefixes Prefixes are not required for data entry. If utilized, prefixes are to be entered using mixed case (standard combination of upper and lower case letters). Enter the prefix in the prefix field, not in the first, middle, or last name fields. Place a period after abbreviations. Below are examples of the more commonly used prefixes and recommended abbreviations. Abbreviation Mr. Mrs. Ms. Miss Dr. Hon.

Description Mister Madam Ms Miss Doctor Honorable Page 12

Rev. Fr.

Reverend Father

5. Suffixes All suffix codes are to be entered using mixed case (standard combination of upper and lower case letters). Enter the suffix in the suffix field, not in the last name field. Use periods after abbreviations if appropriate. Below are examples of commonly used suffixes and recommended abbreviations. The suffix field is not included on printed payroll checks and tax reports. Abbreviation Sr. Jr. II III IV

Description Senior Junior The Second The Third The Fourth

6. Name Types Current names are not associated with a name type. Previous or alternate names should be associated with the appropriate name type from GTVNTYP. (This field does not display on Human Resources forms.) Abbreviation

Description

PREV BRTH NICK DEGR

Previous Name Birth or Maiden Name Nickname Name as it should appear on diploma (for Registrar and Graduate Office use only)

7. Preferred First Name (Optional) Preferred first name should be entered into the preferred first name field (e.g., Christopher Paul Smith). If ‘Paul’ were what the person goes by, then ‘Paul’ would be entered into the preferred name field. All information is to be entered using mixed case (standard combination of upper and lower case letters). Enter the spelling and format of the preferred first name as supplied to you by the person. If no preferred name is given, leave the field blank. 8. Legal Name (Optional) If the person’s name differs from the name on his/her SSN card and the individual is not an employee, the Financial Aid Office should use this field to store the different SSN name.

Page 13

9. Non-Person Name/Vendor All information is to be entered using mixed case (standard combination of upper and lower case letters). Acronyms are an exception. See the acronym section below. Enter the vendor’s name as supplied to you by the vendor. However, if the street address will not fit on one line, use the recommended abbreviations identified in Appendix 5 or the suffix tables indicated in Item 5 above. Place periods after abbreviations as appropriate. Hyphens may be used to separate double names. Spaces are permitted if the legal spelling and format of the name includes spaces. The ampersand (&) can be used only when part of a formal name (e.g., Baltimore & Ohio Railroad). Use ‘and’ in all other cases. Abbreviations are allowed for Co., Corp., Ltd. or Inc. when used after the name of a corporate entity. All other forms of abbreviations should not be used for the corporate entity name, unless abbreviations are necessary due to line length constraints. Acronyms – Companies that are recognized by their acronyms should be entered using their acronym (e.g., IBM, SCT, and ITT). The pound sign (#), underscore (_), and percent sign (%) should not be used because they may cause ORACLE database errors.

Address and Telephone Standards Multiple addresses can be entered for a person or vendor using different address types. Follow the procedures established by your department for address entries. Address standards have been established cooperatively so that address types are used consistently. Use the appropriate address type code from STVATYP. See the Address Type (Appendix 1) and Phone Type (Appendix 2) Appendices for standard type and descriptions. The USPS Postal Addressing Standards (January 1992) were utilized to prepare these address standards. 1. Street Standards All information is to be entered using upper and lower case letters, with the exception of standard directional abbreviations included in this document. Standard U.S. Postal Service Directional Abbreviations: North East South West Northeast Southeast Southwest Northwest

N E S W NE SE SW NW Page 14

Abbreviate directionals (if they are one of the eight standard directionals listed above) to the appropriate one or two character abbreviations. Punctuation is normally limited to slashes and hyphens. (Hyphens in the address range are significant and are not removed. Hyphens in the street or city name may be replaced with a space.) Hyphens and slashes may be used when needed for clarity or designated fractions. Do NOT leave blank lines between street lines. The address format allows three lines of street address information. However, use of the third street address line should be avoided whenever possible. Additional postage is required for addresses having three street address lines. ‘In Care of’ should be entered as ‘c/o’. of’.

Do NOT use the % sign or spell out ‘in care

Avoid the use of abbreviations whenever possible. See Appendix 5 for standard street suffix abbreviations. The pound sign (#), underscore (_), and percent sign (%) should not be used because they may cause ORACLE database errors. 2. Unit Numbers such as Apartment, Building, Suite, etc. Use the following U.S. Postal Service secondary address unit indicators: Apt. Bldg. Dept. Fl. Rm. Ste. Unit

Apartment Building Department Floor Room Suite Unit

The pound sign (#), underscore (_), and percent sign (%) should not be used because they may cause ORACLE database errors. 3. City Standards All information is to be entered using mixed case (standard combination of upper and lower case letters). Do NOT abbreviate unless you are limited by space. Normally, abbreviations will follow the standards for suffixes or directional words. 4. State Standards The two-letter U.S. Postal Service State Standards are to be used. Select the correct codes defined in STVSTAT.

Page 15

5. Zip Code Standards Zip codes MUST be entered for all United States and Canadian addresses. United States – Enter the 5-digit zip code. When the 9-digit zip code is available, place a hyphen between the first 5 and last 4 digits. If the zip code is entered, the system will automatically populate the city and state data fields. Canadian – Enter the six character zip code without hyphens or spaces. International Postal Code – Enter the international address as supplied to you by the student. Normally, the Postal Code would be entered on the same line as the city. Examples: Cheng Li Bader H Al-Khalifia 7-301 Houji c/o Aramco Middle of JiangNan Road Dhahram 31311 Guang Zhou 510240 Saudi Arabia Guang Zhou China P.R.C. 6. Nation Codes Codes should only be added for non-US addresses. Leave the nation code blank for USA addresses, otherwise the Banner system will include USA on letters and mailing labels, resulting in additional postage costs. 7. Military Addresses (Overseas) Overseas military addresses must contain the APO or FPO designation along with a two character “state” abbreviation of AE, AP, or AA and the ZIP Code or Zip + 4 Code. Examples: APO AE 09001-5257 FPO AP 96606-2783 AE is used for armed forces in Europe, the Middle East, Africa and Canada AP is for the Pacific AA is the Americas, excluding Canada 8. Rural Route Addresses Rural route addresses should be recorded as “RR N Box NN.” Do not use the words “rural,” “route,” “number,” “No.,” or the # symbol. Change the designations “RFD” and “RD” (as a meaning for rural or rural free delivery) to RR. Example: RFD Route 4 #87A becomes RR 4 Box 87A 9. Post Office Boxes Post office box addresses should be recorded as PO Box NN. Examples: PO Box 11890 PO Box G Page 16

10. Campus Mailing Address Standards (for interoffice communications) Campus mail should be addressed to an individual’s department, as opposed to a building or room number. This includes faculty and staff campus addresses. Examples: Registrar’s Office Department of Business Standards for Campus Mail Addresses are included in Appendix 4. 11. Telephone Numbers On SPATELE, you must indicate one primary telephone number per address type. Additional phone numbers can be attached to each address type, as long as these numbers are not checked as primary. Do not use hyphens or parentheses when entering telephone numbers. The area code is entered without parentheses. The phone number is entered as 7 non-hyphenated digits. If an extension is provided, it is recorded in the “Phone Ext” area, as four digits.

Date Standards Dates are to be entered in the format of mmddyy. All dates will be displayed as dd-mmm-yyyy. Example: Enter 011793 110192

Displayed as 17-JAN-1993 01-NOV-1992

Follow these general recommendations: • Always enter two digits for the day and month i.e., enter 01 for January, not 1. • If you enter only part of the date, the rest of the current date defaults. • If you include a date in query criteria, always include the century. • You can enter a date without separators (no spaces), or you can use a dash (-) or slash (/) as separators.

Birth Date Standards Enter the date of birth according to the Date Standards. If no birth date is given, leave the field blank. field should be reviewed on a periodic basis and updated with accurate information.

Deleted: enter it as 111111 until the correct date is determined. It will display as 11-NOV-2011. This ¶

Confidential Information Indicator Standards Students This field will be left blank unless a student requests the Registrar to not release any Directory Information, at which time this box will be checked. If checked, no Directory Information will be released, with the exception of information that is necessary to be made available to University personnel who have a legitimate academic interest, such as academic advisors. Page 17

Deleted: (see Student Records Releasing Information in the Student Handbook)

The Confidential Information Indicator is recorded on the General Person Form (SPAPERS). If the checkbox is checked, the message “CONFIDENTIAL” displays on any forms with the ID in the Key Information Block. Employees The confidential information indicator will be left blank unless an employee submits a request to Human Resources to not release any Directory Information, at which time this box will be checked. If checked, home address, home phone, and spouse information will not be included in the University Faculty & Staff Directory. The Confidential Information Indicator is recorded on the General Person Form (SPAPERS). If the checkbox is checked, the message “CONFIDENTIAL” displays on any forms with the ID in the Key Information Block.

Citizenship Type Standards Code RA

Description Resident Alien (and other eligible non-citizen)

Explanation A person who is not a citizen or national of the United States but who has been admitted as a legal immigrant for the purpose of obtaining permanent resident alien status (and who hold either an alien registration card (Form 1-551 or 1-151), a Temporary Resident Card (form 1-688), or an ArrivalDeparture Record (Form 1-94) with a notation that conveys legal immigrant status such as Section 207 Refugee, Section 208 Asylee, Conditional Entrant Parolee or CubanHaitian).

NR

Non-Resident Alien

A person who is not a citizen or national of the United States who is in the country on visa or temporary basis and does not have the right to remain indefinitely.

Y

U.S. Citizen

A citizen of the Unites States, owing service to it, and having attendant political rights.

Gender Code Standards Code

Description

M F N

Male Female Not available

Page 18

Ethnic/Race Code Standards Code WH

Description White, Non-Hispanic

Explanation A person having origins in any of the original peoples of Europe, North Africa, or the Middle East (except those of Hispanic origin).

BL

Black or African American

A person having origins in any of the black racial groups of Africa (except those of Hispanic origin).

AN

Alaska Native

A person having origins in any of the original peoples of Alaska, including Eskimos or Aleuts.

AI

American Indian

A person having origins in any of the original peoples of North America and maintaining cultural identification through tribal affiliation or community recognition.

AS

Asian

PI

Pacific Islander or Native Hawaiian

HS

A person having origins in any of the original peoples of East Asia, Southeast Asia, or the Indian subcontinent area including, for example, China, Japan, Korea, and Vietnam.

A person having origins in any of the original peoples of Hawaii, Guam, Samoa, Polynesia, Micronesia, other Pacific Islands.

Hispanic or Latino A person of Puerto Rican, Cuban, Mexican, Central or South America, or other Spanish culture or origin, regardless of race.

UN

Race/Ethnicity Unknown

Not Specified or Other

Marital Code Standards When needed by Student, Financial Aid and/or Human Resources, the following codes will be used. Generally, students do not report marital status and this field is not maintained.

Code D M P S W U

Description Divorced Married Separated Single Widowed Unknown

Explanation No longer legally married Legally married Legally married but living apart Not married Spouse is deceased Status unknown Page 19

Relationship Code Standards A B C D E F G L M N O P R S U X

Former Spouse Brother Child Designated Guest Friend Father Grandparent Unknown Mother Neighbor Relative Spouse Friend Sister Legal Guardian Significant Other

Religion Code Standards CODE 00 01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18

RELIGION None Assemblies of God Atheist Bahai Baptist Brethren Buddhist Catholic Christian Christian Independent Christian Science Church of Christ Church of God Congregational Disciples of Christ Episcopal Evangelical Hindu Islam

CODE 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 98 99

RELIGION Jehovah’s Witness Jewish LDS-Mormon Lutheran Mennonite Methodist Nazarene Pentecostal Presbyterian Protestant Reformed LDS Seventh Day Adventist Tao Agnostic Quaker Non-Denominational Other Unknown

Page 20

Legacy Code Standards NOT USED AS OF APRIL 2013 CODE A B C F G M P S U X L

DESCRIPTION Aunt Brother Cousin Father Grandparent Mother Parents Sister Uncle Multiple Legal Guardian

Veteran Information NOT USED AS OF APRIL 2013 Student Module (Students) CODE 0 1 2 3 4 5

VETERANS’ STATUS TITLE Non-Veteran Chapter 30/34 Chapter 31 Chapter 1606 Chapter 35 Veteran-No Benefits

Human Resources Module (Employees) 1 2 3 4

Vietnam Era Veteran Special Disabled Veteran Other Eligible Veteran Other Non-targeted Veteran

Definition of Student Types The following definitions of student types should be considered when requesting reports regarding students. These definitions are in accordance with definitions utilized by the Integrated Postsecondary Education Data System (IPEDS) and are used by the National Center for Education Statistics in evaluating enrollment trends at postsecondary institutions. STUDENT TYPE Degree-Seeking Students

DEFINITION Those who intend to pursue a degree; have submitted the required application form, transcripts and test scores; and have met the scholastic requirements for admission to an undergraduate or graduate program. Page 21

First-time Freshman or First-time First-Year Student

A student attending any institution for the first time at the undergraduate level. Includes students enrolled in the fall term who attended university for the first time in the prior summer term. Also includes students who entered with advanced standing (university credits earned before graduation from high school).

First-Time Undergraduate Transfer Student Returning Students

An undergraduate student entering the institution for the first time, but is known to have previously attended another postsecondary institution at the undergraduate level. The student can transfer in with or without credit. Students who have attended Missouri Western for any period of time during prior semesters and who either dropped out or stopped out of Missouri Western for any reason. Returning Students must submit a complete application for readmission to Missouri Western. Those who attended Missouri Western the previous semester and who enroll at Missouri Western for the next semester are continuing students. A person enrolled at the graduate level for the first time. Includes graduate students who enrolled in the fall term who attended graduate school in the prior summer term. Students who have earned a Baccalaureate Degree from an accredited institution, who have applied and been accepted for admission to a Master’s program at Missouri Western, and who are enrolled in graduate courses. Students who are enrolled in undergraduate or graduate courses for credit and who are not recognized by the institution as seeking a degree. Non-degree applicants who have a bachelor’s degree and who wish to take coursework must apply through the Graduate Office.

Continuing Students First-time Graduate Level Student Graduate Students

Non-Degree-Seeking Students Non-Degree-Seeking Graduates

Deceased Information Enter ‘Y’ if the employee/student is deceased The date of death must also be entered.. Deceased information should be maintained using the same guidelines as name changes. Refer to the Data Change Rules section of this document. The message “DECEASED” shows up on any forms with the ID in the Key Information.

Page 22

Deleted: . Update Deleted: t Deleted: , if known

APPENDIX 1 - ADDRESS TYPES Code

Description

Explanation

AP

Accounts Payable

BI

Billing

B2

Billing 2 NOT USED

CA

Campus Mailing Address Campus Location NOT USED

Updated by Accounts Payable (Accounting Services) and Business Office. Used for vendor’s addresses if different than PR and MA. Updated by AR. Created if the billing address is different from Mailing AND different from PR. Used to mail invoices and statements. Updated by AR. Created if the billing address is different from the B1 address. Used to mail invoices and statements, primarily to third party contract entities. NOT USED Updated by HR for employees. Used for interoffice mailings.

CL

DP

Diploma

EL EM

Electronic Mail Emergency

MA

Mailing

PA

Parent /Guardian

PE

Permanent Employee

P2

Parent 2 NOT USED Parent Loan

PL PO PR

RL

VC VP XX

Purchase Order NOT USED Permanent/Parent/Gu ardian (student only) Residential Life Vendor – Check NOT USED Vendor – Purchase Order Reserved for TGRFEED only

Updated by HR. Used to record the physical location of a faculty or staff member’s office. Used to create the campus directory and to locate faculty and staff in case of a campus emergency. Not to be used for mailing purposes. NOT USED Updated by Registrar’s office. Used to mail diploma if address is different than PR & MA. E-mail address. Updated by HR for employees and Registrar for Students. It is the address of an emergency contact for a person. Input by Admissions office for recruits and applicants. Updated by self-service or Registrar for students. Updated by self-service or HR for employees. Primary mailing address for all communication and legal documents. Updated by Registrar for students. PA to be used when different than MA AND different than PR. Updated by HR for employees. PE used to duplicate MA or to represent permanent physical home when different than MA. Updated by Business Office or Student. Parent address created if different from PA. NOT USED Business Office updates – only used for Parent Plus Loan check process. Updated by Purchasing (Accounting Services). NOT USED Updated by students using self-serve or Registrar’s office. Created for students if different than MA. Residence Hall address for students living in residence halls. Students may view RL address on self-service screen but cannot modify. Updated by Accounts Payable. Used to mail vendor checks. NOT USED. Updated by Purchasing. Used to mail Purchase Order and Change Orders. NOT USED. Required reserved code for TGRFEED

Page 23

APPENDIX 2 - PHONE TYPES Code

Description

Address Type

Explanation

BI

Billing

BI

B2

B2

FAX MA PA

Billing 2 NOT USED Campus Cellular Phone Emergency—Daytime Emergency—Evening NOT USED Fax Number Mailing Parent

PE

Permanent Employee

PE

P2

Parent 2 NOT USED Permanent/Parent/Guar dian Vendor – Check NOT USED Vendor – Purchase Order Reserved for TGRFEED only

P2

VC

Updated by AR. Created if the billing number is different from Permanent and different from MA. Updated by AR. Created if the billing address is different from the B1 address. Updated by HR for employees. Updated by AP/Purchasing Updated by HR and Registrar. Updated by HR and Residential Life. It is the evening number of an emergency contact for a person. Updated by AP/Purchasing Updated by Student or Registrar. Updated by Student and/or Registrar. Parent number created if different from MA. Used to duplicate MA or when permanent home structure is different than MA. Updated by HR only. Updated by Student and/or AR. Parent number created if different from P1. Updated by students using self-serve or Registrar. Used when MA is different than PR. Updated by Accounts Payable.

VP

Updated by Purchasing.

CA CELL ED EE

PR VC VP XX

CA EM EM

MA PA

PR

Required reserved code for TGRFEED.

Recruit / Applicant Address Change Procedures: 1. 2.

Search to see if the student is in Banner. If they are in Banner and we have confirmed that it is the same student we check to see if the mailing and permanent addresses have changed. If the addresses have changed we inactivate those addresses and add the new mailing (MA) and permanent (PA) addresses. If the student is a new student to Banner we will enter both a mailing (MA) and permanent (PA) address. NOTE: Recruit records will only have a mailing address. Once they become an application we will enter the permanent address as well as the mailing address.

**Once an application is filed a student must submit a written request for their address to be changed. If the student is already enrolled they must change their addresses either via the web or with the Registrar’s Office.

Minimum Information Needed for Recruit/Applicants Recruit Information - Name, Gender, Ethnic, Address, Birth date, Term, Contact, Recruit Type, Graduation Date, Major/Program Applicant Information - Name (last, first, middle), Address (Mailing and Permanent), Gender, Birth date, Social Security Number, Ethnic, Citizenship, High School, Graduation Date, Term, Program, Major, Student Type, Residence, Acceptance Type, Checklist Information, Acceptance Code (If they are E), County Code

Faculty/Staff/ MOA Address Changes and Maintenance PE

- Can be changed in Human Resource Office - Additional insurance form completion will be required

Page 24

MA

CA

- changed through self-serve (on-line) or in Human Resource Office - Change of address (returned mail by the USPS) will be verified with employee and a request made to change the address through self serve (on line) or in the Human Resources Office - W-2 address returns will be verified with the employee and a request made to change the address through self serve (on line) or in the Human Resources Office - Can be changed through self-serve (on-line) or in Human Resource Office

EM

- Address change made through the Human Resource office only

Process to implement new procedures: - Admininfo with instructions as to how to use self-serve address change process will be sent to all employees. - Human Resources will receive a report of all employee address changes weekly. - All employees will be required to have a PE address which is their current physical address (no P.O. Boxes) - All former addresses will be inactivated.

Minimum data for entering General Person record Human Resources            

Full Legal Name (Last, First, and Middle) Social Security Number Birth date Ethnicity Gender Marital Status Citizenship Mailing Address Permanent Address Campus Address Federal W-4 State W-4

STUDENT ADDRESSES PR

- Can be changed via web or through paper requests - International student information is entered in Admissions Office

MA

- Can be changed via web or through paper requests - Post Office returns changed in Registrar’s Office, Business Office or Human Resources Office - Income Tax address returns changed in Business Office - Addresses changes for students taking non-credit courses are done in Western Institute

BI

- Changed in Business Office - Signature Required - Only used in selected instances

EM

- Changed in Registrar’s Office - Signature Required

PA

- Changed in Registrar’s Office

Process to implement new procedures - Compare current MA and BI addresses in system to identify most current address - Most current address is moved to MA address and former MA (if different) is inactivated. BI address is marked as inactive in system. - Cards (or some other method of communication) is distributed to all students during advising before summer and fall registrations. - Communication plan be carried out to notify all students and staff to verify addresses on the system. Page 25

Issues that remain: - How do former students change their addresses on the web?

Accounting Services Internal Vendoring Procedures Persons/Individuals 1) Voucher should be completely filled out. This includes the G# or SSN if this is a new vendor, complete address, signatures and the upper right hand checked whether this person is an employee, student and should it be mailed. 2) A complete and thorough check should be made to determine if the person is already in the system. This includes the following checks: o FTMVEND Search by name (full name, partial name, etc) and SSN. If there is not a vendor set up then, do the following: ✓ Cancel query ✓ Rollback key ✓ Uncheck vendor box and check the “All” box ✓ Next Block ✓ Do the search criteria o If are unable to find the person set up here go to GUIALTI. o

GUAIALTI This will search thru-out the system. It will pull up vendors, employees, students and it is not case sensitive.

3) When the G#’s are supplied you must use the following procedures: o Employees – use the PR1 address. If it is different from the voucher, return the voucher and a note letting the employee know that they must go to Human Resources to change their address before it can be processed. DO NOT SET UP any PR2, PR3, etc. Only a PR1 should be used. o Students – use the MA1 address on system. If it is different from the voucher, return the voucher with a note letting the student know they must go to self serve (on-line) to change their address before it can be processed. DO NOT SET UP any MA2, MA3, etc. Only an MA1 should be used. 4) GUASYST If there is a question as to whether the person is an employee or a student, use this screen. o A checkmark will be next to the employee box, whether they are a student employee or regular employee. o Look at the Registration box under the student category to determine if they are currently enrolled.

Accounting Services Address Changes PE ▪

PE will be used for employees (except student employees). If the address on the remittance voucher and the PE is the same, the voucher will be processed. If the address on the voucher and the PE (permanent) address in the system are different, the voucher will be returned with a note to contact Human Resources to change their permanent address on file before re-submitting the voucher.



MA will be used for all student addresses. If the students address on the remittance voucher and the MA (mailing address) are the same the voucher will be processed. If the address on the voucher and the MA are different, the voucher will be returned with a note to go to Banner self serve (on-line) and change their address before re-submitting the voucher.



AP will be used for all vendors, other than employees or students.

MA

AP

Minimum Information Needed for Entering New Vendor

Page 26

1) W-9 must be filled out for any person requesting payment for services that is not an employee (student or regular). The W-9 must be attached to a completed purchase requisition or voucher. 2) W-9 must be filled out for any business that is not incorporated. The W-9 must be attached to a completed purchase requisition. 3) A requisition or voucher with the complete name, address and social security number (or attach a W-9), must be filled out for non-employee reimbursement requests. 4) W-9 required fields: a. b. c. d. e. f.

Name Business name, if different Type of business Social Security number or Employer ID number Signature Date

WESTERN INSTITUTE PROCEDURES TO OBTAIN G#S FOR DUAL CREDIT INSTRUCTORS AND DUAL CREDIT FACILITATORS

(This procedure will allow Dual Credit Instructors and Duel Credit Facilitators a login and password to use to gain access to the MWSU network Effective Spring 2013 Each semester Sandy Prescher will prepare a listing of names and social security numbers of Duel Credit instructors as well as Duel Credit Facilitators and enter the data into Banner and assign G number to each instructor. Once G numbers are assigned, StacyTurner will send the G number listing to Fred Nesslage, Information Technology. He will then assign logins and passwords for the instructors.

Page 27

APPENDIX 3 – E-MAIL ADDRESS TYPES AD CA HO OF OT VN PA

Prospect/Admission e-mail address Official e-mail address assigned to students and employees by Missouri Western State University ITS Department Home e-mail address Office e-mail address Other e-mail address Vendor e-mail address provided by vendors Parent Email Address

Page 28

APPENDIX 4 – CAMPUS MAIL ADDRESSES Department

Standard for Campus Mailing Address

Academic Affairs Accounting Services Admissions Alumni Services ARAMARK Art Athletics Barnes and Noble Bookstore Biology Business Craig School of Business Campus Printing Career Development/Student Employment Center for Academic Support Center for Multicultural Education Center for Student Engagement Chemistry Communication Studies ,Theatre and Cinema Computer Science/Mathematics/Physics Counseling Criminal Justice and Legal Studies Custodial Services Developmental Math Economics, Political Science & Sociology Education Engineering Technology English/Foreign Languages/Journalism Extension Center Financial Aid Financial Planning and Administration Fitness Center Foundation Grants and Sponsored Programs Griffon Edge Health Information Technology Health Services Health/Physical Education/Recreation History and Geography Honors Human Resources Information Technology Services Institutional Advancement Instructional Media Center Liberal Arts and Sciences Library Maintenance Military Science Music Non-Traditional Students

Academic Affairs Accounting Services Admissions Alumni Services ARAMARK Art Athletics B/N Bookstore Biology Business Craig School of Business Campus Printing Career Dev/Student Emp CAS CME CSE Chemistry CSTC CS/M/P Counseling CJ/LS Custodial Services Developmental Math EPSS Education Engineering Technology E/FL/J Extension Center Financial Aid Financial Plan/Admin Fitness Center Foundation Grants/Sponsored Prgms Griffon Edge HIT Health Services HPER H/P/G Honors Human Resources Information Technology Services Institutional Advancement IMC LAS Library Maintenance Military Science Music Non-Traditional

Page 29

Nursing & Allied Health Parking and Security Services Pass the Power Philosophy and Religion Physical Plant President’s Office Professional Studies Psychology Public Relations & Marketing Missouri Western State University Police Department Purchasing Recreation Services Law Enforcement Academy Registrar’s Office Residential Life Risk Manager Scheduling Services Special Needs Student Affairs Student Activities Student Development Student Government Association Student Success & Academic Advising Center Telephone Services Testing Western Institute Western Regional Diagnostic Correction Center

Page 30

Nursing & Allied Health Parking and Security Services Pass the Power Philosophy and Religion Physical Plant President’s Office Professional Studies Psychology Public Relations/Mktg MWSU Police Department Purchasing Recreation Services LEA Registrar’s Office Residential Life Risk Manager Scheduling Services Special Needs Student Affairs Student Activities Student Development SGA Student Success Center Telephone Services Testing Western Institute WRDCC

APPENDIX 5 - STREET SUFFIX ABBREVIATIONS (Spell out the words whenever possible) NAME ABBREVIATION NAME Alley Annex Avenue Beach Bend Bluff Boulevard Branch Bridge Brook Bypass Camp Canyon Center Circle Cliffs Corner County Route Court Creek Crescent Crossing Divide Drive Estate Expressway Extension Falls Field Fork Fort Freeway Gardens Glen Green Grove Harbor Haven Heights Highway Hill Hollow Island

Aly Anx Ave Bch Bnd Blf Blvd Br Brg Brk Byp Cp Cyn Ctr Cir Clf Cor CR Ct Crk Cres Xing Dv Dr Est Expy Ext Fls Fld Frk Ft Fwy. Gdns Gln Grn Grv Hbr Hvn Hts Hwy Hl Holw Is

Junction Key Lake Landing Lane Lodge Manor Meadows Mount Mountain Orchard Parkway Place Plaza Point Port Prairie Ranch Rapids Ridge Road River Route Rural Route Shoal Shore State State Route Street Trail Trailer Park Viaduct View Village Ville Vista Valley

Page 31

ABBREVIATION Jct Ky Lk Lndg Ln Ldg Mnr Mdws Mt Mtn Orch Pky Pl Plz Pt Prt Pr Rnch Rpds Rdg Rd Riv Rte RR Shl Shr No abbreviation SR St Trl Trl Park Via Vw Vlg Vl Vis Vly

APPENDIX 6 - BUSINESS WORD ABBREVIATIONS (Spell out the words whenever possible) Abroad Abstract Academic Academy Account Accountant Accounting Accreditation Adjuster Administration Advancement Advertising Agency America Appraiser Architect Assistant Associate Association Attention Attorney Board Building Center Central Certified Circle University Collegiate Community Company Computer Contractor Coordinating Corporation Council County Department Director Distributing Division Emergency Equipment

Abrd Abstrct Acdmc Acdmy Acct Accnt Acctg Accrdtn Adjter Admin Advmnt Advtsng Agcy Amer Apprser Archt Asst Assoc Assn Attn Atty Bd Bldg Ctr Ctrl Cert Cir Coll Colg Cmnty Co Cmptr Contr Coor Corp Cncl Cnty Dept Dir Distrg Div Emer Equip

Executive Extension Federal Finance Foundation General Government Greater Group Hotel Incorporated Information Institute Institution Insurance International Journal Laboratory Library Management Manager Marketing Metropolitan National Office Organization Organizational Processing Publishing Regional Standard Student Technology United University Wholesaler

Exec Ext Fed Fin Fndtn Gen Govt Grtr Grp Htl Inc Info Inst Instn Ins Intrntl Jrnl Lab Lbry Mgmt Mgr Mktg Metro Natl Ofc Orgn Orgnl Prcsg Publshng Regl Stand Stdnt Techlgy Untd Univ Whslr

Page 32

First Second Third Fourth Fifth Sixth Seventh Eighth Ninth Tenth Eleventh

1st 2nd 3rd 4th 5th 6th 7th 8th 9th 10th 11th

APPENDIX 7: FERPA POLICY STATEMENT Definitions Annual Notification Procedure to Inspect Education Records Rights of University to Refuse Access Fees and Copies of Records Disclosure of Education Records Record of Requests for Disclosure Directory Information Correction of Education Records Types, Locations and Custodians of Education Records Student Rights _____________________________________________________________________________ Definitions For the purpose of this policy, Missouri Western State University has used the following definition of terms. Student - any person who attends or has attended Missouri Western State University. Education records - any record (in handwriting, print, tapes; film, electronic, or other medium) maintained by Missouri Western State University or an agent of the University that is directly related to students, except: 1. A personal record kept by a faculty or staff member if it is kept in the sole possession of the maker of the record and is not accessible or revealed to any other person except a temporary substitute for the maker of the record. 1. An employment record of an individual whose employment is not contingent on the fact that he or she is a student, provided the record is used only in relation to the individual's employment. 2. Records maintained by the Department of Public Safety (DPS) if the record is maintained solely for law enforcement purposes and are segregated from other student records. 4. Records maintained by the Student Health Center if the records are used only for treatment of a student and made available only to those persons providing treatment. 5. Records maintained by University Counseling Services if the records are used only for treatment of a student and made available only to those persons providing treatment. 6. Alumni records which contain information about a student after he or she is no longer in attendance at the University and which do not relate to that person as a student. 7. Parents' financial records are not available to students. 8. Financial assistance and financial records. Annual Notification Students will be notified of their FERPA rights via the Missouri Western Web Site at www.mwsc.edu. A copy of the policy can be requested by calling the Office of the Registrar or referring to the Student Handbook.

Procedure to Inspect Education Records In order to review their records, or request a copy, students should submit to the record custodian or an appropriate. University staff person a written request which identifies as precisely as possible the record or records he or she wishes to access.

Page 33

The record custodian or an appropriate University staff person will make the needed arrangements as promptly as possible and, if necessary, notify the student of the time and place where the records may be inspected. Records will be available within 15 working days or less from the receipt of the written request. When a record contains information about more than one student, the student may inspect and review only the records which relate to him/her.

Right of University to Refuse Access Missouri Western State University reserves the right to deny transcripts or copies of records not required to be made available by the FERPA in any of the following situations: 1.

The student has unpaid financial obligations to the University.

2.

There is an unresolved disciplinary action against the student.

Fees for Copies of Records The custodian of the records may impose reasonable fees for copies of records.

Disclosure of Education Records Missouri Western State University will disclose information from a student’s education records only with the written consent of the student, except: 1.

To school officials who have a legitimate education interest in the records. A school official is: ·

A person employed by the University in an administrative, supervisory, academic research position.

or support staff

·

A person employed by or under contract to the University to perform a special task, such as an attorney or auditor.

A school official has a legitimate education interest if the official is: ·

Performing a task that is specified in his or her position description or by a contract agreement.

·

Performing a task related to a student’s education.

·

Performing a task related to the conduct of a student.

2.

To officials of another school, upon request, in which a student seeks or intends to enroll. Transcripts are provided to other schools only when students complete the procedures outlined by the Registrar’s Office.

3.

To certain officials of the U.S. Department of Education, the Comptroller General, and state and local education authorities, in connection with certain state or federally supported education programs.

4.

In connection with a student’s request for or receipt of financial aid, as necessary to determine the eligibility, amount or conditions of the financial aid, or to enforce the terms and conditions of the aid.

5.

If required by a state law requiring disclosure that was adopted before November 19, 1974.

6.

To organizations conducting certain studies for or on behalf of the University.

Page 34

7.

To accrediting organizations to carry out their functions.

8.

To comply with a judicial order or a lawfully issued subpoena.

9.

To appropriate parties in a health or safety emergency.

10. To an alleged victim of any crime of violence, the results of any institutional disciplinary proceeding against the alleged perpetrator of that crime. 11. To parents of students under the age of 21 who have violated the Student Conduct Code or Missouri State laws relative to substance abuse as deemed appropriate by the University’s Judicial Officer. 12. To parents of students who are considered a dependent student under the Internal Revenue

Code.

13. To appropriate Federal officials authorized to view private student records in accordance with Federal law.

Record of Requests for Disclosure The appropriate records custodian at Missouri Western State University will maintain a record of all requests for and/or disclosure of information from a student’s education records. The record will indicate the name of the party making the request, any additional party to whom it may be redisclosed (if known), and the legitimate interest the party had in requesting or obtaining the information. The record may be reviewed by the eligible student or parents of a student who has filed the proper paperwork with the record custodian.

Directory Information Missouri Western State University designates the following items as Directory Information: student name, address, telephone number, e-mail address, date and place of birth, major field of study, class status, participation in officially recognized activities and sports, weight and height of members of athletic teams, dates of attendance, enrollment status, degrees and awards received, and most recent previous school attended. The University may disclose any of those items without prior written consent unless notified in writing by the student prior to the request for disclosure.

Correction of Education Records Students have the right to ask to have records corrected that they believe are inaccurate, misleading, or in violation of privacy rights. A student must ask the appropriate record custodian of Missouri Western State University to amend a record. In so doing, the student should identify the part of the record he/she wants changed and specify why he/she believes it is inaccurate, misleading or in violation of his or her privacy or other rights. The appropriate record custodian may comply with the request or may decide not to comply, notifying the student of such decision. Appeals should be presented in writing and directed to the office of Academic and Student Affairs.

TYPES, LOCATIONS, AND CUSTODIANS OF EDUCATION RECORDS The following is a list of the types of records that the University maintains, their locations, and their custodians. The University complies with State and Federal guidelines regarding the duration of record retention. Type of Record Undergraduate Admission Records (upon matriculation) and Cumulative Academic Records Health Records Financial Records

Location Registrars Office

Custodian Registrar

Eder Hall 102 Health Services SU 203 Business Office Page 35

Director, Health Services Bursar

Placement Records Judicial/Student Conduct Records Financial Assistance Records Academic Probation and Suspension Records Immigration Records Alumni Records Foundation/Alumni

SSC 104 Career Development Eder Hall 202 Student Development Office Eder Hall 228 Financial Aid Office Eder Hall 103 Registrars Office Eder Hall 102 Registrars Office Eder Hall 102 Foundation/Alumni Office Spratt Hall 106

Director Career Development Dean of Student Development Director of Financial Aid Registrar Registrar Director of Accounting

Student Rights The Family Education Rights and Privacy Act (FERPA) ensures students certain rights regarding their educational records. As a student at Missouri Western State University, you have the following rights: 1. 2. 3. 4.

5. 6.

The right to inspect and review your education records. The right to request the amendment of your education records to ensure that they are not inaccurate, misleading, or otherwise in violation of your privacy or other rights. The right to assign a parent or guardian, through written consent, access to educational and financial records.. The right to prevent disclosures of directory information contained in your educational records, except the extent that FERPA authorizes disclosure without consent. Items that Missouri Western State University recognizes as directory information are listed in the Student Handbook and on the website: http://www.missouriwestern.edu The right to file with the U.S. Department of Education a complaint of alleged failures by Missouri Western State University to comply with the requirements of FERPA. The right to know that school officials at Missouri Western State University may obtain information from educational records without obtaining your prior written consent; who is considered a school official; and what legitimate educational interest will entitle school officials to have access to education records. These policies are outlined in Missouri Western State University's Student Handbook, and on the website: http://www.missouriwestern.edu. 10 March 2013

Page 36

APPENDIX 8: BANNER REQUEST FORM FOR INB ACCESS PLEASE PRINT INFORMATION

EMPLOYEE INFORMATION Name of Employee (First, Middle Initial, Last): G-Number: Staff:

E-mail address: Faculty Full-Time:

Faculty Adjunct:

@missouriwestern.edu Student:

Other:

(describe)

Department

BANNER ACCESS INFORMATION Date ID is to be enabled:

Date ID is to be disabled:

Please provide Internet Native Banner (INB) access to Banner for the above named employee. Create ID like existing ID: Name User ID OR List Banner Access Screens here:

List Fund/Org access(es) here: Fund

G#

Org

Employee may have remote access to Internet Native Banner: Yes: If YES, please provide the justification for remote access:

No:

EMPLOYEE AND SUPERVISOR SIGNATURES I hereby acknowledge that I have read and understand the Banner Guidelines for Data Standards, Data Integrity and Security. Employee’s signature: I hereby acknowledge that the employee has read and understands the Banner Guidelines for Data Standards, Data Integrity and Security. Department Supervisor’s Signature:

Supervisors’s Printed Name:

DATA CUSTODIAN(S) SIGNATURE(S) Signature of Data Custodian(s) if different than Department Supervisor. Please check the box for each module that access is requested for and obtain the appropriate signature(s) from the module owner(s). Select (X)

Banner Screens

R F N P S, ZS T

Screen Category

Financial Aid Finance Human Resources Payroll Student Student Billing

Department

Approval Signature

Financial Aid Office Accounting Services Human Resources Business Office Registrar’s Office Business Office

Run program ZS84014 to determine the signature required on this form when using "Create ID Like Existing ID". This form must be delivered to ITS for the requested accesses to be entered into the INB Access Table. ITS staff reviewed all accesses- for any accesses granted w/o an approvers initials, then IT contacts approver.

ITS STAFF SIGNATURES INB Access Table Update Completed & E-Mail Confirmation Sent to Supervisor By: E-Mail Sent to User With Login/Password By: Date: E-Mail Sent to Each Approver By: Date:

Page 37

Date:

Procedures For Establishing INB Banner Access New Employee The supervisor of the department that hires the new employee will print a copy of the Banner Request Form for INB Access. The supervisor will complete the sections titled Employee Information and Banner Access Information. The supervisor will provide the new employee with a copy of the Banner Guidelines for Data Standards, Data Integrity and Security. The new employee will read the document and sign the form to confirm that they have read and understand the policy. The departmental supervisor will verify that the employee has read and understands the document and will then sign the document. The departmental supervisor will provide the document to the respective module owner(s) for their approval signature(s). The document will then be forwarded to Information Technology Services (ITS) and the appropriate ITS staff member will establish the module access(es) within the INB Access Table. The ITS staff member will sign the document and send a written e-mail message to the supervisor confirming that the request has been processed, send a separate e-mail to the user with their login/password information, and send e-mail messages to each of the approvers that have signed the Banner Request Form. If Payroll approval was required, an e-mail message will be sent to the e-mail account [email protected] During the process of completing the form, a two-week temporary access may be established by the departmental supervisor by requesting that each respective module owner send an e-mail request to the appropriate ITS staff member. If ITS staff do not receive the signed document within two weeks, then the module access(es) will automatically be terminated until such time that the signed document is received. When the access request has been completed, the form will be filed and kept in the ITS department. Employee Deffered Setup Employees may be hired and not be provided with access to INB. Later, they may be required to have access to INB. The same process for new employees will be used to establish access. Existing Employee, Change of Position Employees may begin employment in a position that DOES NOT require access to INB and later move to a position that does require INB access. The same process for new employees will be used to establish access. Student Employees The supervisor of the department that hires a new student employee will print a copy of the Banner Request Form for INB Access. The same process for new employees will be used to establish access.

Procedures For Updating INB Banner Access For Student Employees A report is generated at the end of the Summer, Fall, and Spring terms that shows all student employees that have access to INB Banner and the types of accesses that have been granted to each student. Supervisors are notified that they must contact ITS with information regarding the students that should continue to have access to INB Banner. Each semester on a predetermined date INB access is terminated for students that are not continuing employment at Western. The supervisor is responsible for identifying each student that will continue to work in their department. The supervisor sends an e-mail and notifies ITS staff of the students that should have their INB accesses continued. Revised March 10, 2013

Page 38

APPENDIX 9: DATA CONFIDENTIALITY AGREEMENT FORM MISSOURI WESTERN STATE UNIVERSITY Confidential Information Agreement Missouri Western State University employees are entrusted with certain responsibilities and special privileges related to customer and/or employee information. During the course of performing your job requirements you may have access to information that is “confidential” or “non-public”. This information may include but is not limited to: • academic records, social security numbers, student accounts receivables, financial aid information, tests and grades, faculty evaluations • employment record, payroll, compensation information, absence reports, medical information • passwords, e-mail, computer system log files, other employees’ data files • intellectual property • Donor records. Access to student academic or education records is governed by the federal law titled Family Educations Rights and Privacy Act of 1974 (FERPA), the Gramm-Leach-Blilely Act (GLBA) of 1999, and the Health Information Protection and Accountability Act (HIPAA). Any unauthorized access, use, or disclosure of this information is considered a violation of these policies and laws. Questions concerning student records should be directed to your supervisor or the MWSU Registrar (designated FERPA Compliance Officer). Access to employee information is governed by the Gramm-Leach-Blilely Act (GLBA) of 1999 and the Health Information Protection and Accountability Act (HIPAA). Most employee information is “public” information and is open to public inspection. However, there is employee information that is considered “confidential” or “non-public” and you must follow proper procedures to gain access to or disclose this information. Questions concerning employee information should be directed to your supervisor or the Human Resources Department. As an employee of Missouri Western State University, you are responsible for the appropriate steps to protect confidential information. Any unauthorized access, modification, manipulation, destruction, or disclosure of confidential information is a violation of MWSU policy and may be a violation of federal laws. I acknowledge that I fully understand that the intentional disclosure of this information to any unauthorized person could subject me to criminal and civil penalties imposed by law. I further acknowledge that such willful or unauthorized disclosure also violates Missouri Western State University’s policy and could constitute just cause for disciplinary action including termination of my employment regardless of whether criminal or civil penalties are imposed. _______________________________ Print Name __________________________________ Signature

___/____/___ Date

Page 39

APPENDIX 10: CHANGE MANAGEMENT PROCEDURE The Change Management Procedure was established to provide a means of communication and documentation between departments prior to the modification of tables/data/processes that may impact the users of other modules. On May 20, 2005, the Implementation Team passed a resolution that they would abide by a Change Management Procedure. The procedure would be used when any Implementation Team Member was considering modifying the parameters of a table, the definition or use of data elements, or the rules within tables that control the Banner Processes. A listserve was established on May 18, 2005 by the Systems Administrator and was named “MWSU_BANNERALERT”. All team members agreed to use the listserve to post any proposed modifications to table parameters, data elements, or rules tables. Furthermore, the originator of the proposed change must identify the test instance that is designated for all users to test the impact of the proposed modification upon their respective modules. Posting to the listserve is accomplished by composing an e-mail and sending to [email protected] A two week advance notification is preferred although shorter lead times prior to actual modifications may be determined necessary and acceptable. .

Page 40