Voluntary Petition for Non-Individuals Filing for Bankruptcy - Cases

Voluntary Petition for Non-Individuals Filing for Bankruptcy - Cases

17-10098-mkv Doc 1 Filed 01/19/17 Entered 01/19/17 11:51:09 Pg 1 of 47 Main Document Fill in this information to identify the case: United States...

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17-10098-mkv

Doc 1

Filed 01/19/17

Entered 01/19/17 11:51:09 Pg 1 of 47

Main Document

Fill in this information to identify the case: United States Bankruptcy Court for the: Southern District of New York

☐ Check if this is an amended filing

(State)

Case number (if known):

Chapter

11

Official Form 201

Voluntary Petition for Non-Individuals Filing for Bankruptcy

04/16

If more space is needed, attach a separate sheet to this form. On the top of any additional pages, write the debtor’s name and the case number (if known). For more information, a separate document, Instructions for Bankruptcy Forms for Non-Individuals, is available.

1.

Debtor’s Name

Avaya Holdings Corp.

2. All other names debtor used in the last 8 years Include any assumed names, trade names, and doing business as names 3. Debtor’s federal Employer Identification Number (EIN) 4. Debtor’s address

26-1119726 Principal place of business

Mailing address, if different from principal place of business

4655 Great America Parkway Number

Number

Street

Street

P.O. Box

Santa Clara, CA 95054 City

State

Zip Code

City

State

Zip Code

Location of principal assets, if different from principal place of business Santa Clara County

Number

City

Street

State

5. Debtor’s website (URL)

http://www.avaya.com/en/

6.

☒ Corporation (including Limited Liability Company (LLC) and Limited Liability Partnership (LLP))

Type of debtor

Zip Code

☐ Partnership (excluding LLP) ☐ Other. Specify:

Official Form 201

Voluntary Petition for Non-Individuals Filing for Bankruptcy

page 1

17-10098-mkv Debtor

Doc 1

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Avaya Holdings Corp.

Entered 01/19/17 11:51:09 Pg 2 of 47

Main Document

Case number (if known)

Name

7.

Describe debtor’s business

A. Check One: ☐ Health Care Business (as defined in 11 U.S.C. § 101(27A)) ☐ Single Asset Real Estate (as defined in 11 U.S.C. § 101(51B)) ☐ Railroad (as defined in 11 U.S.C. § 101(44)) ☐ Stockbroker (as defined in 11 U.S.C. § 101(53A)) ☐ Commodity Broker (as defined in 11 U.S.C. § 101(6)) ☐ Clearing Bank (as defined in 11 U.S.C. § 781(3)) ☒ None of the above B. Check all that apply: ☐ Tax-exempt entity (as described in 26 U.S.C. § 501) ☐ Investment company, including hedge fund or pooled investment vehicle (as defined in 15 U.S.C. § 80a-3) ☐ Investment advisor (as defined in 15 U.S.C. § 80b-2(a)(11)) C. NAICS (North American Industry Classification System) 4-digit code that best describes debtor. See http://www.uscourts.gov/four-digit-national-association-naics-codes . 5191

8. Under which chapter of the Bankruptcy Code is the debtor filing?

Check One: ☐ Chapter 7 ☐ Chapter 9 ☒ Chapter 11. Check all that apply: ☐ Debtor’s aggregate noncontingent liquidated debts (excluding debts owed to insiders or affiliates) are less than $2,566,050 (amount subject to adjustment on 4/01/19 and every 3 years after that). ☐ The debtor is a small business debtor as defined in 11 U.S.C. § 101(51D). If the debtor is a small business debtor, attach the most recent balance sheet, statement of operations, cash-flow statement, and federal income tax return, or if all of these documents do not exist, follow the procedure in 11 U.S.C. § 1116(1)(B). ☐ A plan is being filed with this petition. ☐ Acceptances of the plan were solicited prepetition from one or more classes of creditors, in accordance with 11 U.S.C. § 1126(b). ☐ The debtor is required to file periodic reports (for example, 10K and 10Q) with the Securities and Exchange Commission according to § 13 or 15(d) of the Securities Exchange Act of 1934. File the Attachment to Voluntary Petition for Non-Individuals Filing for Bankruptcy under Chapter 11 (Official Form 201A) with this form. ☐ The debtor is a shell company as defined in the Securities Exchange Act of 1934 Rule 12b-2. ☐ Chapter 12

9. Were prior bankruptcy cases filed by or against the debtor within the last 8 years?

☒ No ☐ Yes.

List all cases. If more than 1, attach a separate list. Official Form 201

Case number MM/DD/YYYY

If more than 2 cases, attach a separate list. 10. Are any bankruptcy cases pending or being filed by a business partner or an affiliate of the debtor?

When

District District

When

Case number MM/DD/YYYY

☐ No ☒ Yes.

Debtor

See Rider 1

Relationship

District

Southern District of New York

When

Case number, if known _______________________ Voluntary Petition for Non-Individuals Filing for Bankruptcy

Affiliate

MM / DD / YYYY page 2

17-10098-mkv Debtor

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Avaya Holdings Corp.

Entered 01/19/17 11:51:09 Pg 3 of 47

Main Document

Case number (if known)

Name

11. Why is the case filed in this district?

12. Does the debtor own or have possession of any real property or personal property that needs immediate attention?

Check all that apply: ☐

Debtor has had its domicile, principal place of business, or principal assets in this district for 180 days immediately preceding the date of this petition or for a longer part of such 180 days than in any other district.



A bankruptcy case concerning debtor's affiliate, general partner, or partnership is pending in this district. 1

☒ No ☐ Yes. Answer below for each property that needs immediate attention. Attach additional sheets if needed. Why does the property need immediate attention? (Check all that apply.) ☐

It poses or is alleged to pose a threat of imminent and identifiable hazard to public health or safety. What is the hazard?



It needs to be physically secured or protected from the weather.



It includes perishable goods or assets that could quickly deteriorate or lose value without attention (for example, livestock, seasonal goods, meat, dairy, produce, or securities-related assets or other options).



Other

Where is the property? Number

Street

City

State

Zip Code

Is the property insured? ☐ No ☐ Yes.

Insurance agency Contact name Phone

Statistical and administrative information 13. Debtor's estimation of available funds

Check one: ☒ Funds will be available for distribution to unsecured creditors. ☐ After any administrative expenses are paid, no funds will be available for distribution to unsecured creditors.

14. Estimated number of creditors

☐ ☐ ☐ ☐

1-49 50-99 100-199 200-999

☒ ☐ ☐

1,000-5,000 5,001-10,000 10,001-25,000

15. Estimated assets

☒ ☐ ☐ ☐

$0-$50,000 $50,001-$100,000 $100,001-$500,000 $500,001-$1 million

☐ ☐ ☐ ☐

$1,000,001-$10 million $10,000,001-$50 million $50,000,001-$100 million $100,000,001-$500 million

1

☐ ☐ ☐

☐ ☐ ☐ ☐

25,001-50,000 50,001-100,000 More than 100,000

$500,000,001-$1 billion $1,000,000,001-$10 billion $10,000,000,001-$50 billion More than $50 billion

The Debtor does not believe it owns or possesses any real or personal property that poses or is alleged to pose a threat of imminent and identifiable harm to the public health or safety. Official Form 201

Voluntary Petition for Non-Individuals Filing for Bankruptcy

page 3

17-10098-mkv Debtor

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Avaya Holdings Corp.

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Main Document

Case number (if known)

Name

☐ ☐ ☐ ☐

16. Estimated liabilities

$0-$50,000 $50,001-$100,000 $100,001-$500,000 $500,001-$1 million

☐ ☐ ☐ ☐

☐ ☒ ☐ ☐

$1,000,001-$10 million $10,000,001-$50 million $50,000,001-$100 million $100,000,001-$500 million

$500,000,001-$1 billion $1,000,000,001-$10 billion $10,000,000,001-$50 billion More than $50 billion

Request for Relief, Declaration, and Signatures WARNING -- Bankruptcy fraud is a serious crime. Making a false statement in connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341, 1519, and 3571. 17. Declaration and signature of authorized representative of debtor

The debtor requests relief in accordance with the chapter of title 11, United States Code, specified in this petition. I have been authorized to file this petition on behalf of the debtor. I have examined the information in this petition and have a reasonable belief that the information is true and correct.

I declare under penalty of perjury that the foregoing is true and correct. Executed on



/s/ Eric S. Koza Signature of authorized representative of debtor Title

18. Signature of attorney



01/19/2017 MM/ DD / YYYY

Eric S. Koza, CFA Printed name

Chief Restructuring Officer

/s/ Jonathan S. Henes Signature of attorney for debtor

Date

01/19/2017 MM/ DD/YYYY

Jonathan S. Henes, P.C. Printed name Kirkland & Ellis LLP Firm name 601 Lexington Avenue Number Street New York City

New York State

(212) 446-4800

[email protected] Email address

Contact phone 2822203 Bar number

Official Form 201

10022 ZIP Code

New York State

Voluntary Petition for Non-Individuals Filing for Bankruptcy

page 4

17-10098-mkv

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Main Document

Fill in this information to identify the case: United States Bankruptcy Court for the: Southern District of New York (State) Case number (if known):

Chapter

11

☐ Check if this is an amended filing

Rider 1 Pending Bankruptcy Cases Filed by the Debtor and Affiliates of the Debtor On the date hereof, each of the entities listed below (collectively, the “Debtors”) filed a petition in the United States Bankruptcy Court for the Southern District of New York for relief under chapter 11 of title 11 of the United States Code. The Debtors have moved for joint administration of these cases under the case number assigned to the chapter 11 case of Avaya Inc. • • • • • • • • • • • • • • • • • •

Avaya Inc. Avaya CALA Inc. Avaya EMEA Ltd. Avaya Federal Solutions, Inc. Avaya Holdings Corp. Avaya Holdings LLC Avaya Holdings Two, LLC Avaya Integrated Cabinet Solutions Inc. Avaya Management Services Inc. Avaya Services Inc. Avaya World Services Inc. Octel Communications LLC Sierra Asia Pacific Inc. Sierra Communication International LLC Technology Corporation of America, Inc. Ubiquity Software Corporation VPNet Technologies, Inc. Zang, Inc.

17-10098-mkv Debtor name

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Main Document

Avaya Inc., et al.

United States Bankruptcy Court for the:

Southern

District of

New York (State)

Case number (If known):

Official Form 204 Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 50 Largest Unsecured Claims and Are Not Insiders

12/15

12/15

A list of creditors holding the 50 largest unsecured claims must be filed in a Chapter 11 or Chapter 9 case. Include claims which the debtor disputes. Do not include claims by any person or entity who is an insider, as defined in 11 U.S.C. § 101(31). Also, do not include claims by secured creditors, unless the unsecured claim resulting from inadequate collateral value places the creditor among the holders of the 50 largest unsecured claims.

Name of creditor and complete mailing address, including zip code

Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

1

2

Wistron Infocomm Technology America Attn: President or General Counsel 800 Parker Square, Suite 285A Flower Mound, TX 75028

Avnet Inc. Attn: President or General Counsel 2021 Lakeside Blvd Richardson, TX 75082

KE 44896691

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

Name: Wistron Infocomm Technology America Attn: President or General Counsel Tel: 026-616-9999; 915-782-7828 Fax: 886-6612-2930 Email: [email protected]

Trade

$8,843,104.85

Name: Avnet Inc. Attn: President or General Counsel Tel: 800-332-8638 Fax: 913-663-7979 Email: [email protected]

Trade

$8,822,799.15

17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Entered 01/19/17 11:51:09 Pg 7 of 47

Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

Hewlett Packard Enterprise Company Attn: President or General Counsel PO Box 740591 Los Angeles, CA 90074-0591 3 Hewlett Packard Enterprise Company Attn: President or General Counsel 3000 Hanover Street Palo Alto, CA 94304 Verint Americas Inc. Attn: President or General Counsel PO Box 905642 Charlotte, NC 28290-5642 4 Verint Americas Inc. Attn: President or General Counsel 175 Broadhollow Rd., Suite 100 Melville, NY 11747 SalesForce.com Inc. Attn: President or General Counsel PO Box 842569 Boston, MA 02284-2569 5

SalesForce.com Inc. Attn: President or General Counsel The Landmark at One Market Suite 300 San Francisco, CA 94105

Name: Hewlett Packard Enterprise Company Attn: President or General Counsel Tel: 650-857-1501 Fax: 650-857-4837 Email: [email protected]

Trade

Name: Verint Americas Inc. Attn: President or General Counsel Tel: 770-754-8719 Fax: 770-754-1882 Email: [email protected]

Trade

Name: SalesForce.com Inc. Attn: President or General Counsel Tel: 415-901-8457 Fax: 415-901-7040 Email: [email protected]

Trade

2 KE 44896691

Main Document

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

$5,227,622.28

$4,288,292.65

$4,053,140.00

17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Entered 01/19/17 11:51:09 Pg 8 of 47

Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

6

Lite on Trading USA Inc. Attn: President or General Counsel 720 S Hillview Drive Milpitas, CA 95035

Tapfin Process Solutions Attn: President or General Counsel PO Box 905406 Charlotte, NC 28290-5406 7 Tapfin Process Solutions Attn: President or General Counsel 100 Manpower Place Milwaukee, WI 53212 Oracle America Inc. PO Box 198330 Atlanta, GA 30384 8

Oracle America Inc. Attn: President or General Counsel 500 Oracle Parkway Redwood Shores, CA 94065

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

Name: Lite on Trading USA Inc. Attn: President or General Counsel Tel: 408-946-4873 Fax: 408-130-7400 Email: [email protected]

Trade

$3,922,199.34

Name: Tapfin Process Solutions Attn: President or General Counsel Tel: 877-720-4384 Email: [email protected]

Trade

$3,544,797.53

Trade

$3,246,315.86

Name: Oracle America Inc. Attn: President or General Counsel Tel: 800-786-0404; 650-506-5200 Fax: 650-506-7114 Email: [email protected]

3 KE 44896691

Main Document

17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Entered 01/19/17 11:51:09 Pg 9 of 47

Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

IBM Corporation Attn: President or General Counsel PO Box 534151 Atlanta, GA 30353-4151

Main Document

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

Name: IBM Corporation Attn: President or General Counsel Tel: 800-668-4423, 646-619-8897 Fax: 866-722-9226 Email: [email protected]

Trade

$2,997,295.13

10

Infosys Technologies Limited Attn: President or General Counsel Plot No 45 & 46 Electronics Bangalore 0 560100 India

Name: Infosys Technologies Limited Attn: President or General Counsel Tel: 510-742-3000 Fax: 510-742-3090 Email: [email protected]

Trade

$2,074,090.80

11

Mera Software Services Inc. Attn: President or General Counsel 5201 Great America Parkway Santa Clara, CA 95054

Name: Mera Software Services Inc. Attn: President or General Counsel Tel: 408-969-9762 Email: [email protected]

Trade

$1,790,116.80

9 IBM Corporation Attn: President or General Counsel 1 New Orchard Road Armonk, NY 10504-1722

4 KE 44896691

17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Main Document

Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

12

Flextronics Logistics USA Inc. Attn: President or General Counsel 847 Gibraltar Drive Milpitas, CA 95035

Name: Flextronics Logistics USA Inc. Attn: President or General Counsel Tel: 901-215-2700 Fax: 901-215-2724 Email: [email protected]

Trade

$1,708,837.25

13

World Wide Technology Inc. Attn: President or General Counsel 60 Weldon Parkway Maryland Heights, MO 63043

Name: World Wide Technology Inc. Attn: President or General Counsel Tel: 314-919-1400 Fax: 314-569-8300 Email: [email protected]

Trade

$1,604,109.97

14

Xirrus Inc. Attn: President or General Counsel 2101 Corporate Center Drive Thousand Oaks, CA 91320

Name: Xirrus Inc. Attn: President or General Counsel Tel: 805-262-1663 Fax: 805-262-1601 Email: [email protected]

Trade

$1,546,159.01

5 KE 44896691

17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Main Document

Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

15

Wistron Corporation Attn: President or General Counsel No. 5, Hsin-Ann Road Hsin Chu, 0 300 Taiwan

Name: Wistron Corporation Attn: President or General Counsel Tel: 886-2-8691-1206 Fax: 886-2-8691-2080 Email: [email protected]

Trade

$1,353,645.43

16

Luxoft Global Operations GMBH Attn: President or General Counsel Gubelstrasse 24 Zug 6300 Switzerland

Name: Luxoft Global Operations GMBH Attn: President or General Counsel Tel: 41-41-723-2040; 212-964-9900 Fax: 212-964-4377 Email: [email protected]

Trade

$1,281,567.25

17

SHI International Corp (Non-Pcard) Attn: President or General Counsel 33 Knightsbridge Rd Piscataway, NJ 08854

Name: SHI International Corp (Non-Pcard) Attn: President or General Counsel Tel: 732-868-5964 Fax: 732-805-9669 Email: [email protected]

Trade

$1,251,508.16

6 KE 44896691

17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

Marketsource Inc. Attn: President or General Counsel PO Box 102348 Atlanta, GA 30368

Main Document

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

Name: Marketsource Inc. Attn: President or General Counsel Tel: 770-674-5000 Fax: 770-674-5077 Email: [email protected]

Trade

$1,248,922.92

19

Flextronics Telecom Systems LTD Attn: President or General Counsel Level 3, Alexander House 35 Cybercity Ebene Mauritius

Name: Flextronics Telecom Systems LTD Attn: President or General Counsel Tel: 86-7565138000 Fax: 86-7565218088 Email: [email protected]

Trade

$1,247,440.23

20

American Express Corp Card Remit Attn: President or General Counsel 20002 N 19th Ave Phoenix, AZ 85027

Name: American Express Corp Card Remit Attn: President or General Counsel Tel: 602-537-8500 Fax: 602-744-8603 Email: [email protected]

Trade

$1,210,802.72

18

Marketsource Inc. Attn: President or General Counsel 11700 Great Oaks Way Suite 500 Alpharetta, GA 30022

7 KE 44896691

17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

Communications Test Design Inc. Attn: President or General Counsel PO Box 416086 Boston, MA 02241-6086

Main Document

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

Name: Communications Test Design Inc. Attn: President or General Counsel Tel: 610-436-5203 Fax: 610-436-6890 Email: [email protected]

Trade

$1,199,837.67

22

Stream International Inc. Attn: President or General Counsel 3285 Northwood Circle Eagan, MN 55121

Name: Stream International Inc. Attn: President or General Counsel Tel: 902-537-0647 Fax: 902-491-5872 Email: [email protected]

Trade

$1,175,353.82

23

Oracle Credit Corporation Attn: President or General Counsel 260 N Charles Lindergh Dr Salt Lake City, UT 84116

Name: Oracle Credit Corporation Attn: President or General Counsel Tel: 650-506-2020 Fax: 650-633-0804 Email: [email protected]

Trade

$1,000,000.25

21 Communications Test Design Inc. Attn: President or General Counsel 1373 Enterprise Drive West Chester, PA 19380

8 KE 44896691

17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

24

ServiceSource International Inc. Attn: President or General Counsel 634 2nd Street San Francisco, CA 94107

Empirix Inc. Attn: President or General Counsel Dept Ch 10919 Palatine, IL 60055-0909 25

26

Empirix Inc. Attn: President or General Counsel 600 Technology Park Drive Suite 100 Billerica, MA 01821 Innovatia Inc. Attn: President or General Counsel Innovatia Inc, a Canadian Corp 1 Germain Street Saint John, NB E2L 4V1 Canada

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

Name: ServiceSource International Inc. Attn: President or General Counsel Tel: 800-211-5868; 415-901-6030 Fax: 415-962-3230 Email: [email protected]

Trade

$990,857.60

Name: Empirix Inc. Attn: President or General Counsel Tel: 972-461-4441; 978-313-7000 Fax: 978-313-7001 Email: [email protected]

Trade

$967,962.92

Name: Innovatia Inc. Attn: President or General Counsel Tel: 506-640-4118 Fax: 506-640-4422 Email: [email protected]

Trade

$966,056.36

9 KE 44896691

Main Document

17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Entered 01/19/17 11:51:09 Pg 15 of 47

Main Document

Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

27

Teletech Attn: President or General Counsel 9197 South Peoria Street Englewood, CO 80112

Name: Teletech Attn: President or General Counsel Tel: 303-397-8100 Fax: 303-3978-670 Email: [email protected]

Trade

$883,933.73

28

Holland & Knight Trust Account Attn: President or General Counsel 1600 Tysons Blvd, Suite 700 Mclean, VA 22102-4867

Name: Holland & Knight Trust Account Attn: President or General Counsel Tel: 703-720-8604 Fax: 703-720-8610 Email: [email protected]

Trade

$736,377.49

29

Grape UP Sp. Z o.o. Attn: President or General Counsel Ul Pradnicka 89 6 Krakow 31-202 Poland

Name: Grape UP Sp. Z o.o. Attn: President or General Counsel Tel: 48-12-416-11-49 Email: [email protected]

Trade

$734,984.30

10 KE 44896691

17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Main Document

Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

30

CSC Covansys Corporation Attn: President or General Counsel 22475 Network Place Chicago, IL 60673

Name: CSC Covansys Corporation Attn: President or General Counsel Tel: 248-848-8853 Fax: 248-488-2098 Email: [email protected]

Trade

$711,655.51

31

Computer Generated Solutions Attn: President or General Counsel 2-56 33 K 40 Khanamet Madhapur, Hyderabad 500081 India

Name: Computer Generated Solutions Attn: President or General Counsel Tel: 212-408-3800 Fax: 212-977-7474 Email: [email protected]

Trade

$670,237.57

32

Flextronics America LLC Attn: President or General Counsel 1000 Technology Drive West Columbia, SC 29170-2263

Name: Flextronics America LLC Attn: President or General Counsel Tel: 803-936-5200 Email: [email protected]

Trade

$665,966.75

11 KE 44896691

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Name of creditor and complete mailing address, including zip code

Doc 1

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Entered 01/19/17 11:51:09 Pg 17 of 47

Main Document

Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

33

CyrusOne Attn: President or General Counsel 1649 W Frankford Road Carrollton, TX 75007

Name: Cyrusone Attn: President or General Counsel Tel: 513-841-5040 Fax: 713-353-1089 Email: [email protected]

Trade

$653,289.61

34

MarketStar Corporation Attn: President or General Counsel 2475 Washington Blvd Ogden, UT 84401

Name: MarketStar Corporation Attn: President or General Counsel Tel: 800-877-8259 Fax: 801-393-4115 Email: [email protected]

Trade

$613,280.56

35

Servion Global Solutions Attn: President or General Counsel 3 Independence Way, Suite 304 Princeton, NJ 08540

Name: Servion Global Solutions Attn: President or General Counsel Tel: 609-987-0044 Fax: 609-514-5118 Email: [email protected]

Trade

$608,132.58

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Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

36

PM Telco LLC Attn: President or General Counsel 11 Canal Center Plaza S-200 Alexandria, VA 22314

Coupa Software Inc. Attn: President or General Counsel PO Box 398396 San Francisco, CA 94139-8396 37 Coupa Software Inc. Attn: President or General Counsel 1855 S. Grant Street San Mateo, CA 94402

38

Convergys HR Management NAR Attn: President or General Counsel 1450 Solutions Center Chicago, IL 60677-1004

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

Name: PM Telco LLC Attn: President or General Counsel Tel: 410-695-1459 Fax: 410-695-1459 Email: [email protected]

Trade

$577,365.91

Name: Coupa Software Inc. Attn: President or General Counsel Tel: 775-800-1111 Fax: 650-401-7907 Email: [email protected]

Trade

$575,137.58

Name: Convergys HR Management NAR Attn: President or General Counsel Tel: 513-784-5472 Fax: 513-241-4836 Email: [email protected]

Trade

$554,606.00

13 KE 44896691

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Name of creditor and complete mailing address, including zip code

Doc 1

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Main Document

Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

39

Wipro LTD Attn: President or General Counsel Doddakannelli Sarjapur Rd Bangalore 560035 India

Name: Wipro LTD Attn: President or General Counsel Tel: 91-80-28440011 Fax: 91-80-28440256 Email: [email protected]

Trade

$550,688.79

40

Nuance Communications Inc. Attn: Brendan McKay One Wayside Road Burlington, MA 01803

Name: Nuance Communications Inc. Attn: Brendan McKay Tel: 781-565-5197 Fax: 781-565-5001 Email: [email protected]

Trade

$548,409.38

41

Aricent Technologies (Holdings) LTD Attn: President or General Counsel 700 Hansen Way Palo Alto, CA 94304

Name: Aricent Technologies (Holdings) LTD Attn: President or General Counsel Tel: 650-391-1088 Fax: 650-551-9901 Email: [email protected]

Trade

$514,940.00

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Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

Red Hat Inc. Attn: President or General Counsel PO Box 1018-8655 Raleigh, NC 27601 42 Red Hat Inc. Attn: President or General Counsel 100 East Davie Street Raleigh, NC 27601 Anixter Inc. Attn: President or General Counsel PO Box 847428 Dallas, TX 75284-7428 43 Anixter Inc. Attn: President or General Counsel 2301 Patriot Blvd. Glenview, IL 60026

44

Apex Systems Inc. Attn: President or General Counsel 3750 Collections Center Drive Chicago, IL 60693

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

Name: Red Hat Inc. 100 East Davie Street Tel: 919-754-3700 Fax: 919-754-3701 Email: [email protected]

Trade

$484,362.56

Name: Anixter Inc. Attn: President or General Counsel Tel: 800-323-8167; 714-695-2259 Fax: 224-521-8100 Email: [email protected]

Trade

$467,380.15

Name: Apex Systems Inc. Attn: President or General Counsel Tel: 804-342-9090 Fax: 800-847-5737 Email: [email protected]

Trade

$455,509.12

15 KE 44896691

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Name of creditor and complete mailing address, including zip code

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Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

45

Delta Networks Inc. Attn: President or General Counsel 186 Ruey Kuag Road Neihu Taipei City Taiwan Infocrossing LLC Attn: President or General Counsel PO Box 415697 Boston, MA 02241-5699

46 Infocrossing LLC Attn: President or General Counsel 2 Christie Heights Street Leonia, NJ 07605 Dynalec Corp Attn: President or General Counsel PO Box 5337 Syracuse, NY 13220-5337 47 Dynalec Corp Attn: President or General Counsel 87 W Main Street Sodus, NY 14551

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

Name: Delta Networks Inc. Attn: President or General Counsel Tel: 866-2-8797-2088 Fax: 866-2-8797-2120 Email: [email protected]

Trade

$418,393.63

Name: Infocrossing LLC Attn: President or General Counsel Tel: 201-840-4757 Fax: 201-840-7217 Email: [email protected]

Trade

$417,715.64

Name: Dynalec Corp Attn: President or General Counsel Tel: 315-483-6924 Fax: 315-483-6656 Email: [email protected]

Trade

$413,460.11

16 KE 44896691

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17-10098-mkv

Name of creditor and complete mailing address, including zip code

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Name, telephone number and email address of creditor contact Nature of claim (for example, trade debts, bank loans, professional services, and government contracts)

48

Prosys Information Systems Inc. Attn: President or General Counsel 28545 Network P Chicago, IL 60673-1285

AudioCodes Inc. Attn: President or General Counsel PO Box 10056 Uniondale, NY 11555-1005 49 AudioCodes Inc. Attn: President or General Counsel 2099 Gateway Pl, Suite 500 San Jose, CA 95110-1087

50

Network-1 Security Solutions, Inc. Attn: President or General Counsel 445 Park Avenue Suite 1028 New York, NY 10022

Indicate if claim is contingent, unliquidated, or disputed

Amount of claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, Deductio if partially n for secured value of collateral or setoff

Unsecured claim

Name: Prosys Information Systems Inc. Attn: President or General Counsel Tel: 786-231-2178 Fax: 770-300-0486 Email: [email protected]

Trade

$401,543.91

Name: AudioCodes Inc. Attn: President or General Counsel Tel: 972-3-976-4000; 408-441-1175 Fax: 972-3-976-4040; 408-451-9520 Email: [email protected]

Trade

$384,976.78

Name: Network-1 Security Solutions, Inc. Attn: President or General Counsel Tel: 212-829-5770 Fax: 212-829-5771 Email: [email protected]

Litigation

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Contingent, Unliquidated, Disputed

Undetermined

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Main Document

Fill in this information to identify the case and this filing: Debtor Name

Avaya Inc., et al.

United States Bankruptcy Court for the:

Southern District of New York (State)

Case number (If known):

Official Form 202 Declaration Under Penalty of Perjury for Non-Individual Debtors

12/15

An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit this form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document, and any amendments of those documents. This form must state the individual’s position or relationship to the debtor, the identity of the document, and the date. Bankruptcy Rules 1008 and 9011. WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341, 1519, and 3571. Declaration and signature I am the president, another officer, or an authorized agent of the corporation; a member or an authorized agent of the partnership; or another individual serving as a representative of the debtor in this case. I have examined the information in the documents checked below and I have a reasonable belief that the information is true and correct: ☐

Schedule A/B: Assets-Real and Personal Property (Official Form 206A/B)



Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D)



Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F)



Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G)



Schedule H: Codebtors (Official Form 206H)



Summary of Assets and Liabilities for Non-Individuals (Official Form 206Sum)



Amended Schedule



Chapter 11 or Chapter 9 Cases: Consolidated List of Creditors Who Have the 50 Largest Unsecured Claims and Are Not Insiders (Official Form 204)



Other document that requires a declaration

I declare under penalty of perjury that the foregoing is true and correct. Executed on 01/19/2017 MM/ DD/YYYY

/s/ Eric S. Koza Signature of individual signing on behalf of debtor Eric S. Koza, CFA Printed name Chief Restructuring Officer Position or relationship to debtor

Official Form 202

Declaration Under Penalty of Perjury for Non-Individual Debtors

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UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK § § § § § § §

In re: AVAYA HOLDINGS CORP., Debtor.

Chapter 11 Case No. 17-______ (___)

LIST OF EQUITY SECURITY HOLDERS2 Debtor

Registered Holder

3 Peaks Leadership Tom Steitz

Bernd Achatz

Avaya Holdings Corp.

Avaya Holdings 2

Address of Equity Holder

Consulting Group 350 S Lincoln Ave, Ste 102 Steamboat Springs CO 80487-8867 Redacted

Kenneth Albanese

Redacted

Pierre-Paul Allard

Redacted

Kenneth D Allen Bret Allinson Sophie Ames

Redacted Redacted Redacted

Eric Andersen

Redacted

Matthew Angell Mohammed Areff Mirza Arifovic Jocelyne Attal Gianluca Attura Thomas Awe Geoffrey Baird Steven Bandrowczak John Paul Banks Carl Baptiste

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

Alan Baratz

Redacted

Darren Barnes

Redacted

Gary E Barnett

Redacted

Anthony Bartolo

Redacted

Type of Equity Security CR1

Percentage Held

C01 C01 CR1 C01 CR1 CR1 CR1 CR1 C01 CR1 C01 CR1 CR1 C01 C01 C01 C01 CR1 C01 C01 C01 CR1 CR1 C01 CR1 C01

< 1.00% < 1.00% < 1.00% < 1.00%

< 1.00%

2.57% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00%

2.11% < 1.00%

This list serves as the disclosure required to be made by the debtor pursuant to rule 1007 of the Federal Rules of Bankruptcy Procedure. All equity positions listed are as of the date of commencement of the chapter 11 case.

17-10098-mkv

Debtor

Corp.

Avaya Holdings

Doc 1

Filed 01/19/17

Registered Holder

Vinay Bassi

Entered 01/19/17 11:51:09 Pg 25 of 47

Address of Equity Holder

Redacted

Michael Bayer

Redacted

Michael Beck William Benson Simon Bentley Gregory Billings Onkar Birk David Birnbaum Casey Birtwell Gordon Blackie Jorge Blanco Matthew Booher Stephen Borcich Frank Boyle Jeremy Braidish Thomas Brennan Chester Brown Jimmy R Brown Lorie Buckingham Julie Bujinowski Drew Burns Troy Bustamante Jeremy Butt Nelson Campelo Brian Carmichael Vito Carnevale Buddie Ceronie David L Chavez Ken Chin

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

James M Chirico

Redacted

George Christensen J Robert Ciminera Yannick Claereboudt Colm Cleary Keith Clemente Kevin Cook Gillian Cooper Christine Cox Pamela Craven Randall Cross Javier Cuellar Cunningham Collective

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted 100 Pine Street

Main Document

Type of Equity Security CR1 C01 CR1

C01 CR1 C01 C01 C01 C01 C01 CR1 C01 C01 C01 C01 CR1 CR1 C01 CR1 C01 C01 CR1 CR1 C01 C01 C01 CR1 C01 CR1 CR1 C01 CR1 CR1 CR1 C01 CR1 CR1 C01 CR1 CR1 C01 CR1 C01 CR1

Percentage Held

1.34% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 5.32% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 1.70%

17-10098-mkv

Debtor

Corp.

Doc 1

Filed 01/19/17

Registered Holder

LLC

Entered 01/19/17 11:51:09 Pg 26 of 47

Address of Equity Holder

Suite 700 San Francisco, CA 94111 Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

Main Document

Type of Equity Security

Percentage Held

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 1.79% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 1.60% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00%

John Dilullo

Redacted

Paul Dimaio Michael Doktorczyk Linda Dotts Matthew M Douglas Lori Dreher Paul Duffy Tara P Dunning

Redacted Redacted Redacted Redacted Redacted Redacted Redacted

Fariborz Ebrahimi

Redacted

Daryl Elliot Averell Elliott James Estabrooks Andrew Fellouris Edward Felton James Ferenc

Redacted Redacted Redacted Redacted Redacted Redacted

Cindy Fiedelman

Redacted

James Finn George J Fister III

Redacted Redacted

Steven Fitz

Redacted

Steven S Fitzgerald James Flinton Virginia D Flinton Joyce Fong Christopher Formant

Redacted Redacted Redacted Redacted Redacted Redacted

C01 CR1 CR1 CR1 C01 CR1 C01 C01 C01 C01 CR1 C01 CR1 C01 CR1 C01 C01 C01 C01 CR1 CR1 C01 C01 C01 C01 C01 C01 CR1 C01 CR1 C01 CR1 CR1 C01 C01 CR1 C01 C01

Redacted

C01

< 1.00%

Redacted Redacted

C01 C01

< 1.00% < 1.00%

Louis D'ambrosio Wael Damra Ilan Dar Sheldon Davis Mark De La Vega Luino Dell'osso Sanjeev Desai Sandra Devine Barat Dickman

Elizabeth Formant (Daughter) Christopher Tad-Formant (Son) Peter Cooper-Formant (Son)

William Frederick

17-10098-mkv

Debtor

Avaya Holdings Corp.

Doc 1

Filed 01/19/17

Registered Holder

Entered 01/19/17 11:51:09 Pg 27 of 47

Address of Equity Holder

Main Document

Adele Freedman Julia French Keith Friedman Juergen Gallmann Elizabeth Garcia

Redacted Redacted Redacted Redacted Redacted

Roger Gaston

Redacted

James Gibson Edwin Gillis Judith Gleeson

Redacted Redacted Redacted

Jaroslaw Glembocki

Redacted

Jeremiah Glodoveza Stepehn Gold Kevin Gould Jayesh Govindarajan Philip Graham Minna Greco Steven Griset John Grosshans David Gudmundson Danny Gunter Bernard Gutnick Joel Hackney Lars-Ole Hansen James Hannon And Deborah Hannon Steven Hardy Kathryn Harrington Michael Harrison Eric Hart Linda Hartig Alan Hase Walid Hassan Ashley Holland Carson Hostetter Michel Houde Bruce Hunt Charles Ill Howard Irgang Nurali Jamani Derrell R James David Johnson Christopher Jones

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

Type of Equity Security C01 CR1 C01 C01 C01 C01 CR1 C01 C01 C01 C01 CR1 CR1 CR1 C01 C01 CR1 C01 CR1 C01 CR1 CR1 CR1 CR1 C01 C01

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

C01 CR1 C01 C01 CR1 CR1 CR1 CR1 CR1 CR1 C01 C01 CR1 CR1 CR1 C01 C01

Percentage Held

< 1.00% < 1.00% < 1.00% < 1.00% 1.58% < 1.00% < 1.00% < 1.00% < 1.00% 2.13% < 1.00% < 1.00% < 1.00% < 1.00% 2.85% < 1.00% < 1.00%

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 2.18% < 1.00% < 1.00% < 1.00% < 1.00% 1.29% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 1.63% < 1.00% < 1.00%

17-10098-mkv

Debtor

Avaya Holdings Corp.

Doc 1

Filed 01/19/17

Registered Holder

Entered 01/19/17 11:51:09 Pg 28 of 47

Address of Equity Holder

Main Document

Donald Joos Kenneth Kaisen Paul Katz Dinyar Kavouspour

Redacted Redacted Redacted Redacted

Kevin Kennedy

Redacted

Kevin John Kennedy & Barbara Ann Kennedy Trust Susan P Keys William Kiely Joseph C Kirincich Ronald Kitlas Kenneth Klein Andreas Von Meyer Zu Knonow R Stephen Kouba Daniel Kovacs Howard Kradjel Venkatesh Krishnaswamy Todd Krysiewicz Nageshwara R Kunamneni Francois Lancon Guy Lardieri Jocelyn Larochelle John Leary Richard Lee Mark Leigh Mun Yuen Leong Peter Leuzzi James Livingston Joseph Lohmeier Tonya Long Michael Loo Nidal Abou-Ltaif Nancy Luquette Nancy Luquette And David Luquette Craig Lynar Kevin Mackay Eric Maclean Eric Maclean

Redacted

Type of Equity Security C01 C01 C01 CR1 C01 CR1 CR1

Percentage Held

Redacted Redacted Redacted Redacted Redacted Redacted

CR1 CR1 CR1 C01 C01 C01

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00%

Redacted Redacted Redacted Redacted

CR1 CR1 C01 CR1

< 1.00% < 1.00% < 1.00% < 1.00%

Redacted Redacted

CR1 CR1

< 1.00% < 1.00%

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

CR1 C01 CR1 C01 CR1 C01 C01 C01 CR1 CR1 CR1 C01 CR1 C01 C01

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 1.30% < 1.00% < 1.00%

Redacted Redacted Redacted Redacted

CR1 CR1 CR1 CR1

< 1.00% 1.44% < 1.00% < 1.00%

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 11.12% < 1.00%

17-10098-mkv

Debtor

Avaya Holdings Corp.

Avaya Holdings

Doc 1

Filed 01/19/17

Registered Holder

Entered 01/19/17 11:51:09 Pg 29 of 47

Address of Equity Holder

Main Document

Saleh Mahbouba Frank Mahr Nancy Maluso Jeffrey Mandel

Redacted Redacted Redacted Redacted

J David Manganello

Redacted

Charles Mantione Giuseppe Manuele Dino Marasco Paz Martos Joe Martucci Holger May Elizabeth McCarthy John McGovern Christopher McGugan John Mead Niranjan Mehta Eugene J Meier Steven Melamed Guenther Meyringer Albert Miles Thomas Glen Mitchell Rajeev Mittal Pradeep Mohanty Priyadarshi Mohapatra

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

Brian Morgan

Redacted

Hazem Morsy Michael James Muller

Redacted Redacted

John Murphy

Redacted

Cheryl Nabholz Cheryl Nabholz And Erich Knehans Christopher Nabors Edward Nalbandian Jonathan Nally Prakash Nanduri John Nassar Carol Neslund Nikos Nikolopoulos Paiman Nodouhshani John F Nunziati David J Nye

Redacted Redacted

Type of Equity Security C01 C01 C01 C01 C01 CR1 C01 CR1 CR1 C01 C01 CR1 C01 C01 C01 CR1 C01 CR1 CR1 CR1 C01 CR1 C01 CR1 CR1 CR1 CR1 CR1 CR1 C01 CR1 C01 C01

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

CR1 C01 C01 C01 CR1 C01 CR1 C01 CR1 CR1

Percentage Held

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 1.26% < 1.00% < 1.00% < 1.00%

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 2.04% < 1.00% 2.06% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 1.26% 1.22% < 1.00% 1.64% < 1.00% < 1.00% < 1.00% < 1.00%

17-10098-mkv

Debtor

Corp.

Avaya Holdings

Doc 1

Filed 01/19/17

Registered Holder

Entered 01/19/17 11:51:09 Pg 30 of 47

Address of Equity Holder

Type of Equity Security C01 CR1 CR1 C01 CR1 CR1 C01 C01 C01 C01 C01

Percentage Held

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 1.62% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 2.39% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00%

Alan O’Brien

Redacted

Amy Fliegelman Olli John Orbe Gregory Osterhout Davide Pacchini Daryl Page Amarnath Pai George Paolini Ashish R Parikh Neil Pearlman and Margaret Pearlman Ross Pellizzari Mary B Peot Michael Perez Kai-Uwe Peters

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

Laurent Philonenko

Redacted

Stephanie Pianka Ali Pirani Arthur Pravato

Redacted Redacted Redacted

Sanford Preizler

Redacted

Steven Rafferty Tatarao Rajana Ravi Ramanathan

Redacted Redacted Redacted

Marc J Randall

Redacted

Dana Regan Stephen J Regini Mario Rieth Ian Roche Frank Rondi Stephen Rooks

Redacted Redacted Redacted Redacted Redacted Redacted

Michael M Runda

Redacted

Lawrence F Salvatore Carlos Sartorius and Karin Sartorius Mohan Sayani Stephen Sayre Wayne Scalf Mark Schmidt Thomas Schollmeyer Linda Schumacher

Redacted Redacted

C01 CR1 C01 C01 C01 CR1 C01 C01 CR1 C01 CR1 CR1 CR1 C01 C01 CR1 CR1 CR1 CR1 CR1 C01 C01 C01 CR1 CR1 C01

Redacted Redacted Redacted Redacted Redacted Redacted

CR1 CR1 CR1 C01 CR1 C01

Redacted Redacted Redacted Redacted

Main Document

< 1.00% < 1.00% 3.51% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00%

17-10098-mkv

Debtor

Corp.

Doc 1

Filed 01/19/17

Registered Holder

Nancy Scott Francis Scricco Anguan Seah Asadolah Seghatoleslami William Seifert Jose Serrano Ravi Sethi Samuel Shane Diane L Shariff Bryan Sheppeck Brett Shockley Scott Shoults Sierra Co-Invest LLC

Address of Equity Holder

Redacted Redacted Redacted Redacted

Dilsad Simons Baljit Singh

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted C/O Sierra Manager CoInvest LLC 9 West 57th Street 32nd Floor New York, NY 10019 C/O Silver Lake Attn: Karen King 2775 Sand Hill Road Suite 100 Menlo Park, CA 94025 C/O Silver Lake Attn: Karen King 2775 Sand Hill Road Suite 100 Menlo Park, CA 94025 C/O Silver Lake Attn: Karen King 2775 Sand Hill Road Suite 100 Menlo Park, CA 94025 C/O Silver Lake Attn: Karen King 2775 Sand Hill Road Suite 100 Menlo Park, CA 94025 Redacted Redacted

Glenn Skinner

Redacted

James Smith Michael Smith Daniel Solito

Redacted Redacted Redacted

Silver Lake Partners III LP

Silver Lake Partners II LP

Silver Lake Technology Investors II LP

Silver Lake Technology Investors III LP

Avaya Holdings

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Type of Equity Security CR1 C01 CR1 C01

Percentage Held

C01 CR1 C01 C01 C01 C01 C01 CR1 C01

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% 37.21%

C01

22.36%

C01

8.12%

C01

< 1.00%

C01

< 1.00%

C01 CR1 C01 CR1 C01 CR1 CR1

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00%

< 1.00% < 1.00% < 1.00% < 1.00%

17-10098-mkv

Debtor

Corp.

Doc 1

Filed 01/19/17

Registered Holder

Jennifer L Spade Scott Spehar Jennifer Stanley Louise Stanley Richard Steranka Malcolm Stewart Katherine Stinson John Sullivan Shane Sullivan Brenda J Swithenbank & James R Franklin Trust Muzalliq Syed TPG FOF V-A LP

TPG FOF V-B LP

TPG Partners V LP

Avaya Holdings

Troy Trenchard Carlos Trivino Kennedy Family Trust Micky Tsui Jean Turgeon Paul Unbehagen Jr. Rajesh V Vaidya Abhay Valsangkar Johannes Van Der Velden Ronny Vansteenkiste Garry Veale David Vellequette Christian Von Reventlow Gwynne Wayde Edward Walton Donald Ward Adrienne Ware

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Address of Equity Holder

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

Main Document

Type of Equity Security CR1 C01 CR1 CR1 CR1 C01 C01 CR1 C01 C01

Percentage Held

C01 C01

< 1.00% < 1.00%

C01

< 1.00%

< 1.00% < 1.00% < 1.00% < 1.00% 1.45% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00%

Redacted C/O TPG Global LLC 301 Commerce Street Suite 3300 Fort Worth, TX 76102 C/O TPG Global LLC 301 Commerce Street Suite 3300 Fort Worth, TX 76102 C/O TPG Global LLC 301 Commerce Street Suite 3300 Fort Worth, TX 76102 Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

C01

30.45%

CR1 C01 C01 C01 CR1 CR1 CR1 C01 C01

1.83% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00%

Redacted Redacted Redacted Redacted

CR1 CR1 CR1 C01

< 1.00% 2.35% 5.58% < 1.00%

Redacted Redacted Redacted Redacted

C01 CR1 C01 C01

< 1.00% < 1.00% < 1.00% < 1.00%

17-10098-mkv

Debtor

Corp.

Doc 1

Filed 01/19/17

Registered Holder

Harvey Waxman Gregory D Weber Stuart Wells Mark Wertlieb Christopher Wey Edward Wilkie Sophia Williams Andrea M LessaniWillits Tad Winterbottom Simon Woollett Stacey Wu John Young Catherine Yurko & Richard Yurko Tr Michael Yurko Sheila Carson-Zaki

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Address of Equity Holder

Main Document

Percentage Held

Redacted Redacted Redacted Redacted Redacted Redacted Redacted Redacted

Type of Equity Security C01 CR1 C01 C01 CR1 C01 C01 CR1

Redacted Redacted Redacted Redacted Redacted

C01 C01 CR1 CR1 C01

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00%

Redacted

CR1

< 1.00%

< 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00% < 1.00%

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Main Document

Fill in this information to identify the case and this filing: Debtor Name

Avaya Holdings Corp.

United States Bankruptcy Court for the:

Southern District of New York (State)

Case number (If known):

Official Form 202 Declaration Under Penalty of Perjury for Non-Individual Debtors

12/15

An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit this form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document, and any amendments of those documents. This form must state the individual’s position or relationship to the debtor, the identity of the document, and the date. Bankruptcy Rules 1008 and 9011. WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341, 1519, and 3571.

Declaration and signature I am the president, another officer, or an authorized agent of the corporation; a member or an authorized agent of the partnership; or another individual serving as a representative of the debtor in this case. I have examined the information in the documents checked below and I have a reasonable belief that the information is true and correct: ☐

Schedule A/B: Assets-Real and Personal Property (Official Form 206A/B)



Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D)



Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F)



Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G)



Schedule H: Codebtors (Official Form 206H)



Summary of Assets and Liabilities for Non-Individuals (Official Form 206Sum)



Amended Schedule



Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Unsecured Claims and Are Not Insiders (Official Form 204)



Other document that requires a declaration

List of Equity Security Holders

I declare under penalty of perjury that the foregoing is true and correct. Executed on 01/19/2017 MM/ DD/YYYY

/s/ Eric S. Koza Signature of individual signing on behalf of debtor Eric S. Koza, CFA Printed name Chief Restructuring Officer Position or relationship to debtor

Official Form 202

Declaration Under Penalty of Perjury for Non-Individual Debtors

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UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK § § § § § § §

In re: AVAYA HOLDINGS CORP., Debtor.

Chapter 11 Case No. 17-______ (___)

CORPORATE OWNERSHIP STATEMENT Pursuant to rules 1007(a)(1) and 7007.1 of the Federal Rules of Bankruptcy Procedure, the following are corporations, other than a government unit, that directly or indirectly own 10% or more of any class of the debtor’s equity interest: Shareholder

Sierra Co-Invest LLC

Approximate Percentage of Shares Held 37.21%

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Fill in this information to identify the case and this filing: Debtor Name

Avaya Holdings Corp.

United States Bankruptcy Court for the:

Southern District of New York (State)

Case number (If known):

Official Form 202 Declaration Under Penalty of Perjury for Non-Individual Debtors

12/15

An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit this form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document, and any amendments of those documents. This form must state the individual’s position or relationship to the debtor, the identity of the document, and the date. Bankruptcy Rules 1008 and 9011. WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341, 1519, and 3571.

Declaration and signature I am the president, another officer, or an authorized agent of the corporation; a member or an authorized agent of the partnership; or another individual serving as a representative of the debtor in this case. I have examined the information in the documents checked below and I have a reasonable belief that the information is true and correct: ☐

Schedule A/B: Assets-Real and Personal Property (Official Form 206A/B)



Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D)



Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F)



Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G)



Schedule H: Codebtors (Official Form 206H)



Summary of Assets and Liabilities for Non-Individuals (Official Form 206Sum)



Amended Schedule



Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Unsecured Claims and Are Not Insiders (Official Form 204)



Other document that requires a declaration

Corporate Ownership Statement

I declare under penalty of perjury that the foregoing is true and correct. Executed on 01/19/2017 MM/ DD/YYYY

/s/ Eric S. Koza Signature of individual signing on behalf of debtor Eric S. Koza, CFA Printed name Chief Restructuring Officer Position or relationship to debtor

Official Form 202

Declaration Under Penalty of Perjury for Non-Individual Debtors

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